National Institute of Justice, 9569 Brookchase Drive, Raleigh, North Carolina, 27617, USA.
J Forensic Sci. 2023 May;68(3):908-961. doi: 10.1111/1556-4029.15233. Epub 2023 Mar 22.
The results are reported of a study to examine case factors associated with 732 wrongful convictions classified by the National Registry of Exonerations as being associated with "False or Misleading Forensic Evidence." A forensic error typology has been developed to provide a structure for the categorization and coding of factors relating to misstatements in forensic science reports; errors of individualization or classification; testimony errors; issues relating to trials and officers of the court; and evidence handling and reporting issues. This study, which included the analysis of 1391 forensic examinations, demonstrates that most errors related to forensic evidence are not identification or classification errors by forensic scientists. When such errors are made, they are frequently associated with incompetent or fraudulent examiners, disciplines with an inadequate scientific foundation, or organizational deficiencies in training, management, governance, or resources. More often, forensic reports or testimony miscommunicate results, do not conform to established standards, or fail to provide appropriate limiting information. Just as importantly, actors within the broader criminal justice system-but not under the purview of any forensic science organization-may contribute to errors that may be related to the forensic evidence. System issues include reliance on presumptive tests without confirmation by a forensic laboratory, use of independent experts outside the administrative control of public laboratories, inadequate defense, and suppression or misrepresentation of forensic evidence by investigators or prosecutors. In approximately half of wrongful convictions analyzed, improved technology, testimony standards, or practice standards may have prevented a wrongful conviction at the time of trial.
本研究旨在调查与“虚假或误导性法庭证据”相关的 732 起错误定罪案件的因素,共有 732 起错误定罪案件被国家无罪释放登记处归类为与“虚假或误导性法庭证据”相关。已经开发出一种法庭错误分类法,为与法庭科学报告中的错误陈述、个体错误或分类错误、证词错误、与审判和法庭官员相关的问题以及证据处理和报告问题相关的因素的分类和编码提供结构。这项研究包括对 1391 项法庭检查的分析,表明大多数与法庭证据相关的错误不是法庭科学家的识别或分类错误。当出现此类错误时,它们通常与不称职或欺诈性的鉴定人员、科学基础不足的学科或培训、管理、治理或资源方面的组织缺陷有关。更常见的是,法庭报告或证词错误传达结果,不符合既定标准,或未能提供适当的限制信息。同样重要的是,更广泛的刑事司法系统中的行为者——而不是任何法庭科学组织的职权范围——可能会导致与法庭证据相关的错误。系统问题包括依赖推定测试而不经过法庭实验室的确认、使用独立专家而不受公共实验室行政控制、辩护不足以及调查员或检察官对法庭证据的压制或歪曲。在分析的大约一半错误定罪案件中,当时如果采用改进的技术、证词标准或实践标准,可能会防止错误定罪。