Sharma Naveen P., Spiro Philip M.
University of Michigan
Duke University
Psychoanalytic or psychodynamic psychotherapy is an umbrella term that describes the psychotherapeutic clinical application of a larger group of theories and principles stemming from psychoanalysis. Psychoanalysis began as the work of Sigmund Freud and quickly expanded through the work of his contemporaries, including Sandor Ferenczi, Carl Jung, Otto Rank, and Alfred Adler. The term "psychoanalytic psychotherapy" is often used interchangeably with "psychodynamic psychotherapy," but these terms are distinguished from psychoanalysis. Psychoanalysis and psychodynamic psychotherapy use similar techniques, theories, and approaches to listening and understanding. Notable differences are intensity, frequency, and length of the treatment, whereas psychoanalysis is more intensive and of longer duration. In addition, the term "evidence-based psychotherapy" (EBP) is defined as psychotherapy that utilizes published findings to inform clinical decision-making. Cognitive behavioral therapy (CBT) is frequently considered the prime exemplar of EBP, and psychodynamic psychotherapy has been historically excluded from this list of EBPs. Recent literature, however, has suggested that this distinction may be outdated and inaccurate, as emerging research on psychodynamic psychotherapies has demonstrated efficacy and effectiveness for various conditions. Several forms of psychodynamic psychotherapies derive from their associated theories. Theorists include: Freud. Ferenczi. Adler. Jung. Stack Sullivan. Kohut. Kernberg. Balint. Erikson. Klein. Sharpe. Bowlby. Winnicott. Ainsworth. McWilliams. Associated theories include drive theory, ego psychology, object relations theory, interpersonal psychoanalysis, self-psychology, and others. During the initial development period of psychoanalysis, Sigmund Freud was the primary contributor and leader of the movement, and many of the significant initial discoveries and methods developed are attributed to Freud. In his position as the leader and progenitor, Freud attempted to curate and develop psychoanalysis carefully, often requiring other theorists to follow his primary tenets or be expelled from the movement. After Freud's passing, the field grew in a varied manner, with theorists and followers developing unique theories, lexicons, schools, and organizations. The following table provides a non-exhaustive list of theorists and their associated contributions, which often overlap with one another, given the collaboration—for example, multiple personality theories developed as a result of each theorist's formulation. Modern psychodynamic psychotherapy may utilize one or several of these theories to develop case formulations. Of note, the foundations of various other forms of psychotherapy, including humanistic, existential, and cognitive-behavioral, can be traced to the psychoanalytic movement. Historically, each psychoanalytic theory and its associated school developed and operated independently, and as such, a unified definition of psychodynamic psychotherapy is difficult to identify. This is further clouded by the development of various other psychotherapies, which resulted in reciprocal influence. To remedy this, recent definitions have been proposed in the primary literature, where the principles of psychodynamic psychotherapy may number between four and seven features. By one definition, as introduced by Otto Kernberg, the psychoanalytic technique consists of interpretation, analysis of transference and countertransference, and technical neutrality. 1. Transference is considered the "unconscious repetition in the here and now of pathogenic conflicts from the past" for the patient within the session. Analyzing the transference is considered in this definition as the primary source of change. 2. Countertransference is considered "the analyst's total, moment-to-moment emotional reaction to the patient and to the particular material that the patient presents." Tolerance of countertransference is considered necessary for high-fidelity treatment. Understanding the countertransference can provide important information for the treatment. 3. Technical neutrality refers to the therapist abstaining from personal gratification obtained through the therapeutic relationship, along with a natural and sincere approach to the treatment. This is as opposed to the concept of anonymity, where the analyst is considered a "blank slate" on which the patient places all their emotions and thoughts. 4. Interpretation is a blanket term for the specific verbal communication from the analyst to the patient. Interpretation within this definition is classified as "clarification," "confrontation," and "interpretation proper." Clarification seeks to elucidate the patient's conscious thoughts; confrontation seeks to tactfully bring unconscious thoughts, emotions, or behaviors into the patient's awareness; and interpretation attempts to provide a hypothesis to bring together all aspects of the patient's communication. Paulina Kernberg published an article outlining empirically supported postulates of psychodynamic psychotherapy with children, which can be extrapolated for adults: 1. Complex, unconscious processes lead to conscious thought and behavior deterministically. 2. Internal representations of one's experience with important people and the external world shape the person's foundational assumptions and expectations. 3. Observable thoughts and behaviors arise from more than a single unconscious origin. An individual's spoken language can have multiple meanings. 4. Conflict within the psyche is often present and a part of normal development. Conflicts are either external or internal. External conflicts happen between the needs of the person and the needs of the environment. Internal conflicts happen within the mind, such as between the person's impulses or desires and internalized societal prohibitions. 5. Defenses are mental processes that alleviate anxiety and maintain the individual's homeostasis. Defenses change throughout development from initial immature to mature defenses. Rigid defenses can prevent further development. 6. Resistance to change maintains stability but can slow the therapeutic process. 7. Transference provides an opportunity to understand and change internalized relational patterns. 8. Therapist neutrality establishes a safe setting for the therapeutic relationship by aiming to allow free expression by the patient. The therapist seeks to follow the individual's lead. In this case, neutrality is defined as "the [therapist's] cultivation of a non-judgmental, respectful, empathic, supportive attitude toward the patient.". 9. The therapist must recognize and understand their countertransference, which may provide insight into the patient's internal conflicts. Awareness of countertransference is also key to maintaining the therapist's neutrality which should not be affected. Another third definition introduced by Jonathan Shedler discusses seven features that distinguish psychodynamic psychotherapy from other psychotherapy modalities. These are the following: 1. Emphasis on emotion and its expression. 2. Exploration of avoidance attempts from thoughts and feelings. 3. Identifying recurrent patterns or themes. 4. Discussing past experiences. 5. Emphasis on interpersonal relations. 6. Emphasis on the therapy relationship. 7. Exploring fantasy life. Transference and countertransference similarly have varying definitions. Sigmund Freud's original definition of transference and countertransference was that both occur within the bounds of the therapeutic relationship. The patient experienced transference, and the therapist experienced countertransference. Both were considered impediments to treatment that required "working through." Their respective definitions have since expanded to encompass the patient's and provider's emotions, behaviors, thoughts, biases, and all other individual contributions to the therapeutic relationship. Transference and countertransference reactions are no longer considered pathological unless they negatively impact relationships or the fulfillment of needs. Additionally, transference and countertransference are now considered integral parts of all relationships and are particularly important to attend to within the therapeutic relationship. Transference phenomena have also been discussed in the context of medical practice. Some practitioners of CBT consider forms of countertransference and transference as key concepts to be explored within the treatment and in therapy supervision. Practitioners of CBT formulate transference and countertransference differently from practitioners of psychodynamic psychotherapy. Most notably, practitioners of CBT use CBT-related terms, such as automatic thoughts and cognitive distortions, to define the concepts. Aaron Beck described transference in publications from the 1970s and following as a "schematic response." Discussions within CBT have also noted the importance of analyzing the therapeutic relationship in individuals with personality disorders.
精神分析或心理动力心理治疗是一个统称,描述了源自精神分析的一大组理论和原则在心理治疗中的临床应用。精神分析始于西格蒙德·弗洛伊德的工作,并通过他同时代人的工作迅速扩展,包括桑多尔·费伦齐、卡尔·荣格、奥托·兰克和阿尔弗雷德·阿德勒。“精神分析心理治疗”一词常与“心理动力心理治疗”互换使用,但这些术语与精神分析有所区别。精神分析和心理动力心理治疗在倾听和理解方面使用类似的技术、理论和方法。显著的差异在于治疗的强度、频率和时长,精神分析的强度更大、持续时间更长。此外,“循证心理治疗”(EBP)的定义是利用已发表的研究结果为临床决策提供依据的心理治疗。认知行为疗法(CBT)常被视为循证心理治疗的主要典范,而心理动力心理治疗在历史上被排除在循证心理治疗名单之外。然而,最近的文献表明,这种区分可能已经过时且不准确,因为对心理动力心理治疗的新研究已证明其对各种病症的疗效和有效性。几种形式的心理动力心理治疗源于其相关理论。理论家包括:弗洛伊德、费伦齐、阿德勒、荣格、哈里·斯塔克·沙利文、海因茨·科胡特、奥托·克恩伯格、迈克尔·巴林特、埃里克·埃里克森、梅兰妮·克莱因、埃莉诺·夏普、约翰·鲍尔比、唐纳德·温尼科特、玛丽·安斯沃思、南希·麦克威廉姆斯。相关理论包括驱力理论、自我心理学、客体关系理论、人际精神分析、自体心理学等。在精神分析的初始发展阶段,西格蒙德·弗洛伊德是该运动的主要贡献者和领导者,许多重要的初始发现和方法都归功于弗洛伊德。作为领导者和创始人,弗洛伊德试图精心策划和发展精神分析,常常要求其他理论家遵循他的主要原则,否则就会被逐出该运动。弗洛伊德去世后,该领域以多种方式发展,理论家及其追随者发展出了独特的理论、术语、流派和组织。下表提供了一份理论家及其相关贡献的非详尽列表,鉴于他们之间的合作,这些贡献往往相互重叠——例如,多种人格理论是由于每位理论家的阐述而发展起来的。现代心理动力心理治疗可能会利用这些理论中的一种或几种来制定病例方案。值得注意的是,包括人本主义、存在主义和认知行为疗法在内的其他各种心理治疗形式的基础都可以追溯到精神分析运动。从历史上看,每种精神分析理论及其相关流派都是独立发展和运作的,因此很难确定心理动力心理治疗的统一定义。各种其他心理治疗的发展进一步模糊了这一点,它们相互产生了影响。为了弥补这一点,主要文献中提出了最近的定义,心理动力心理治疗的原则可能有四到七个特征。根据奥托·克恩伯格提出的一种定义,精神分析技术包括解释、对移情和反移情的分析以及技术中立。1. 移情被认为是患者在治疗过程中“当下对过去致病性冲突的无意识重复”。在这个定义中,分析移情被视为改变的主要来源。2. 反移情被认为是“分析师对患者以及患者呈现的特定材料的瞬间整体情感反应”。对反移情保持宽容被认为是高保真治疗所必需的。理解反移情可以为治疗提供重要信息。3. 技术中立是指治疗师避免通过治疗关系获得个人满足,以及以自然和真诚的方式进行治疗。这与匿名的概念不同,在匿名概念中,分析师被视为一块“白板”,患者将所有情感和想法都投射在上面。4. 解释是分析师向患者进行的特定言语交流的统称。在这个定义中,解释被分类为“澄清”“对峙”和“恰当解释”。澄清旨在阐明患者的有意识想法;对峙旨在巧妙地使无意识想法、情感或行为进入患者的意识;解释试图提供一个假设,将患者交流的各个方面整合在一起。保利娜·克恩伯格发表了一篇文章,概述了儿童心理动力心理治疗的实证支持假设,这些假设可以外推到成人身上:1. 复杂的无意识过程决定性地导致有意识的思维和行为。2. 一个人对重要人物和外部世界的体验的内部表征塑造了这个人的基本假设和期望。3. 可观察到的思维和行为源于多个无意识来源。一个人的言语可能有多种含义。4. 心理内部的冲突常常存在,并且是正常发展的一部分。冲突可以是外部的或内部的。外部冲突发生在个人需求和环境需求之间。内部冲突发生在头脑中,例如个人的冲动或欲望与内化的社会禁令之间。5. 防御是减轻焦虑并维持个体内稳态的心理过程。防御在整个发展过程中从最初的不成熟防御转变为成熟防御。僵化的防御会阻碍进一步发展。6. 对改变的抵抗维持了稳定性,但可能会减缓治疗过程。7. 移情提供了一个理解和改变内化关系模式的机会。8. 治疗师的中立性通过旨在允许患者自由表达来为治疗关系建立一个安全的环境。治疗师试图跟随个体的引导。在这种情况下,中立性被定义为“[治疗师]对患者培养一种非评判、尊重、共情、支持的态度”。9. 治疗师必须认识并理解他们的反移情,这可能会洞察患者的内部冲突。对反移情的觉察也是维持治疗师中立性的关键,中立性不应受到影响。乔纳森·谢德勒提出的另一个第三种定义讨论了区分心理动力心理治疗与其他心理治疗方式的七个特征。这些特征如下:1. 强调情感及其表达。2. 探索对思想和情感的回避尝试。3. 识别反复出现的模式或主题。4. 讨论过去的经历。5. 强调人际关系。6. 强调治疗关系。7. 探索幻想生活。移情和反移情同样有不同的定义。西格蒙德·弗洛伊德对移情和反移情的原始定义是,两者都发生在治疗关系的范围内。患者体验到移情,治疗师体验到反移情。两者都被认为是治疗的障碍,需要“逐步解决”。此后,它们各自的定义已经扩展,涵盖了患者和治疗师的情感、行为、思想、偏见以及对治疗关系的所有其他个人贡献。移情和反移情反应不再被视为病态,除非它们对关系或需求的满足产生负面影响。此外,移情和反移情现在被认为是所有关系的组成部分,在治疗关系中尤其需要关注。移情现象也在医学实践的背景下进行了讨论。一些认知行为疗法的从业者认为反移情和移情的形式是在治疗和治疗监督中需要探索的关键概念。认知行为疗法的从业者对移情和反移情的表述与心理动力心理治疗的从业者不同。最显著的是,认知行为疗法的从业者使用与认知行为疗法相关的术语,如自动思维和认知扭曲,来定义这些概念。亚伦·贝克在20世纪70年代及以后的出版物中将移情描述为一种“图式反应”。认知行为疗法中的讨论也指出了分析人格障碍患者治疗关系的重要性。