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肩关节置换术后神经损伤的患病率、管理及结局:一项病例对照研究及文献综述

Prevalence, management, and outcomes of nerve injury after shoulder arthroplasty: a case-control study and review of the literature.

作者信息

Olson Jeffrey J, O'Donnell Evan A, Dang Khang, Huynh Tiffany M, Lu Amy Z, Kim Christine, Haberli Jillian, Warner Jon J P

机构信息

Harvard Combined Orthopedic Residency Program, Boston, MA, USA.

Sports Medicine Service, Department of Orthopaedic Surgery, Massachusetts General Hospital, Boston, MA, USA.

出版信息

JSES Rev Rep Tech. 2022 May 30;2(4):458-463. doi: 10.1016/j.xrrt.2022.04.009. eCollection 2022 Nov.

Abstract

BACKGROUND

Neurologic injury is a rare and potentially devastating complication of shoulder arthroplasty. Patients typically present with a mixed plexopathy or mononeuropathy, most commonly affecting the axillary and radial nerves. Given the paucity of studies available on the topic, our goal was to elucidate the prevalence of nerve injury after shoulder arthroplasty and to describe the treatment course and outcomes of neurologic injuries.

METHODS

This is a retrospective case-control study performed at a single, urban, academic institution. Consecutive patients who underwent anatomic total shoulder arthroplasty (TSA) or reverse shoulder arthroplasty (RSA) by a single surgeon from 2014 to 2020 were reviewed, and patients with a documented nerve injury were identified. A control group of patients without nerve injury were selected in a 2:1 ratio controlling for age and procedure type (TSA vs. RSA; primary vs. revision). Data collected included demographics, comorbidities as per the Charlson Comorbidity Index, radiographic evaluations, surgical and implant details, patient-reported outcome measures, and perioperative complications.

RESULTS

Of 923 patients, 33 (3.6%) sustained an iatrogenic nerve injury: 10 (2.1%) after TSA, 23 (5.0%) after RSA, and 3 (7.8%) after revision arthroplasty. Axillary mononeuropathy was most common (42%), followed by brachial plexopathies (18%). There was no significant difference in age, sex, race, body mass index, and preoperative diagnoses between groups. Patients with nerve injury had fewer comorbidities (Charlson Comorbidity Index <3, 33 vs. 65%, <.001). Patients with nerve injury had higher rates of cervical spine pathology (15 vs. 6%;  = .15) and increased postoperative lateralization (8.9 mm [7.2] vs. 5.5 mm [7.3]; <.06). The majority (91%) were managed with observation alone. Three (9%) underwent an additional procedure: carpal tunnel release (1, 3%), ulnar nerve decompression (1, 3%), and ulnar nerve transposition (1, 3%) for peripheral compressive neuropathies. At the final follow-up, 19 (57%) nerves fully recovered, and 14 (43%) showed mild residual sensorimotor dysfunction. The mean time to first sign of recovery and ultimate recovery were 11 (7.2) and 36 (23.5) weeks, respectively. At the final follow-up, patients with nerve injury performed worse on patient-reported outcomes, including visual analog score pain (2.2 vs. 1.0, <.001), American Shoulder and Elbow Surgeons score (67.8 vs. 84.8, <.001), and Single Assessment Numeric Evaluation scores (62 vs. 77,  = .009).

DISCUSSION

Nerve injury after shoulder arthroplasty is rare, occurring in 3.6% of our patient population. Axillary mononeuropathy and brachial plexopathies are the most common. Most patients can be managed expectantly with observation and will recover at least partial nerve function, although clinical outcomes remain inferior to those without nerve complication.

摘要

背景

神经损伤是肩关节置换术一种罕见但可能具有毁灭性的并发症。患者通常表现为混合性神经丛病或单神经病,最常累及腋神经和桡神经。鉴于关于该主题的研究较少,我们的目标是阐明肩关节置换术后神经损伤的发生率,并描述神经损伤的治疗过程和结果。

方法

这是一项在一家城市学术机构进行的回顾性病例对照研究。回顾了2014年至2020年由同一位外科医生连续进行解剖型全肩关节置换术(TSA)或反式肩关节置换术(RSA)的患者,并确定了有记录的神经损伤患者。按照年龄和手术类型(TSA与RSA;初次手术与翻修手术)以2:1的比例选择无神经损伤的患者作为对照组。收集的数据包括人口统计学资料、根据查尔森合并症指数得出的合并症情况、影像学评估、手术和植入物细节、患者报告的结局指标以及围手术期并发症。

结果

在923例患者中,33例(3.6%)发生了医源性神经损伤:TSA术后10例(2.1%),RSA术后23例(5.0%),翻修肩关节置换术后3例(7.8%)。腋神经单神经病最为常见(42%),其次是臂丛神经病变(18%)。两组在年龄、性别、种族、体重指数和术前诊断方面无显著差异。神经损伤患者的合并症较少(查尔森合并症指数<3,33%对65%,<.001)。神经损伤患者颈椎病变的发生率较高(15%对6%;=.1),术后侧移增加(8.9毫米[7.2]对5.5毫米[7.3];<.06)。大多数(91%)患者仅通过观察进行处理。3例(9%)患者接受了额外手术:因周围压迫性神经病变进行腕管松解术(1例[3%])、尺神经减压术(1例[3%])和尺神经移位术(1例[3%])。在最后一次随访时,19条(57%)神经完全恢复,14条(43%)表现出轻度残余感觉运动功能障碍。首次恢复迹象和最终恢复的平均时间分别为11周(7.2)和36周(23.5)。在最后一次随访时,神经损伤患者在患者报告的结局指标上表现更差,包括视觉模拟评分疼痛(2.2对1.0,<.001)、美国肩肘外科医生评分(67.8对84.8,<.)和单评估数字评价评分(62对77,=.009)。

讨论

肩关节置换术后神经损伤很少见,在我们的患者群体中发生率为3.6%。腋神经单神经病和臂丛神经病变最为常见。大多数患者可以通过观察进行保守处理,并且至少会恢复部分神经功能,尽管临床结局仍低于无神经并发症的患者。

需注意原文中个别地方似乎存在一些小错误,比如“=.”等,我按照正确理解进行了翻译。

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