De Silva Nicole, Holthoefer Anne
Concordia University, Canada.
Saint Anselm College, USA.
Eur J Int Relat. 2024 Mar;30(1):52-77. doi: 10.1177/13540661231210931. Epub 2023 Nov 24.
Whose preferences influence the design of international institutions? Scholarship on the legalization of international politics and creation of international legal institutions largely adopts a state-centric perspective. Existing accounts, however, fail to recognize how states often delegate authority over institutional design tasks to independent legal experts whose preferences may diverge from those of states. We develop a principal-agent (PA) framework for theorizing relations between states (collective principals) and legal actors (agents) in the design process, and for explaining how legal actors influence the design of international institutions. The legal dimensions of the PA relationship increase the likelihood of preference divergence between the collective principal and the agent, but also create conditions that enable the agent to opportunistically advance its own design preferences. We argue that the more information on states' preferences the agent has, the more effectively it can exploit its legal expertise to strategically select and justify design choices that maximize its own preferences and the likelihood of states' acceptance. Our analysis of two cases of delegated institutional design concerning international criminal law at the United Nations and the African Union supports our theoretical expectations. Extensive archival and interview data elucidate how agents' variable information on states' preferences affects their ability to effectively advance their design preferences. Our theory reveals how independent legal experts with delegated authority over design tasks influence institutional design processes and outcomes, which has practical and normative implications for the legalization of international politics.
谁的偏好会影响国际机构的设计?关于国际政治合法化和国际法律机构创建的学术研究大多采用以国家为中心的视角。然而,现有的研究未能认识到,国家常常将机构设计任务的权力委托给独立的法律专家,而这些专家的偏好可能与国家的偏好不同。我们构建了一个委托代理(PA)框架,用于对设计过程中国家(集体委托人)与法律行为体(代理人)之间的关系进行理论化,并解释法律行为体如何影响国际机构的设计。委托代理关系的法律维度增加了集体委托人与代理人之间偏好分歧的可能性,但也创造了条件,使代理人能够机会主义地推进自身的设计偏好。我们认为,代理人拥有的关于国家偏好的信息越多,就越能有效地利用其法律专业知识,从战略上选择并论证那些能最大化自身偏好以及国家接受可能性的设计选择。我们对联合国和非洲联盟关于国际刑法的两个委托机构设计案例的分析支持了我们的理论预期。大量的档案和访谈数据阐明了代理人关于国家偏好的不同信息如何影响其有效推进设计偏好的能力。我们的理论揭示了对设计任务拥有委托权的独立法律专家如何影响机构设计过程和结果,这对国际政治合法化具有实际和规范意义。