Tulane University, New Orleans, LA, USA.
Department of Orthopaedic Surgery, Northwestern University, Chicago, IL, USA.
Clin Orthop Relat Res. 2024 Sep 1;482(9):1698-1706. doi: 10.1097/CORR.0000000000003026. Epub 2024 Mar 18.
Total joint arthroplasty aims to improve quality of life and functional outcomes for all patients, primarily by reducing their pain. This goal requires clinical practice guidelines (CPGs) that equitably represent and enroll patients from all racial/ethnic groups. To our knowledge, there has been no formal evaluation of the racial/ethnic composition of the patient population in the studies that informed the leading CPGs on the topic of pain management after arthroplasty surgery.
QUESTIONS/PURPOSES: Using papers included in the 2021 Anesthesia and Analgesia in Total Joint Arthroplasty Clinical Practice Guidelines and comparing them with US National census data, we asked: (1) What is the representation of racial/ethnic groups in randomized controlled trials compared with their representation in the US national population? (2) Is there a relationship between the reporting of racial/ethnic groups and year of data collection/publication, location of study, funding source, or guideline section?
Participant demographic data (study year published, study type, guideline section, year of data collection, study site, study funding, study size, gender, age, and race/ethnicity) were collected from articles cited by this guideline. Studies were included if they were full text, were primary research articles conducted primarily within the United States, and if they reported racial and ethnic characteristics of the participants. The exclusion criteria included duplicate articles, articles that included the same participant population (only the latest dated article was included), and the following article types: systematic reviews, nonsystematic reviews, terminology reports, professional guidelines, expert opinions, population-based studies, surgical trials, retrospective cohort observational studies, prospective cohort observational studies, cost-effectiveness studies, and meta-analyses. Eighty-two percent (223 of 271) of articles met inclusion criteria. Our original literature search yielded 27 papers reporting the race/ethnicity of participants, including 24 US-based studies and three studies conducted in other countries; only US-based studies were utilized as the focus of this study. We defined race/ethnicity reporting as the listing of participants' race or ethnicity in the body, tables, figures, or supplemental data of a study. National census information from 2000 to 2019 was then used to generate a representation quotient (RQ), which compared the representation of racial/ethnic groups within study populations to their respective demographic representation in the national population. An RQ value greater than 1 indicates an overrepresented group and an RQ value less than 1 indicates an underrepresented group, relative to the US population. Primary outcome measures of RQ value versus time of publication for each racial/ethnic group were evaluated with linear regression analysis, and race reporting and manuscript parameters were analyzed with chi-square analyses.
Two US-based studies reported race and ethnicity independently. Among the 24 US-based studies reporting race/ethnicity, the overall RQ was 0.70 for Black participants, 0.09 for Hispanic participants, 0.1 for American Indian/Alaska Natives, 0 for Native Hawaiian/Pacific Islanders, 0.08 for Asian participants, and 1.37 for White participants, meaning White participants were overrepresented by 37%, Black participants were underrepresented by 30%, Hispanic participants were underrepresented by 91%, Asian participants were underrepresented by 92%, American Indian/Alaska Natives were 90% underrepresented, and Native Hawaiian Pacific Islanders were virtually not represented compared with the US national population. On chi-square analysis, there were differences between race/ethnicity reporting among studies with academic, industry, and dual-supported funding sources (χ 2 = 7.449; p = 0.02). Differences were also found between race/ethnicity reporting among US-based and non-US-based studies (χ 2 = 36.506; p < 0.001), with 93% (25 of 27) of US-based studies reporting race as opposed to only 7% (2 of 27) of non-US-based studies. Finally, there was no relationship between race/ethnicity reporting and the year of data collection or guideline section referenced.
The 2021 Anesthesia and Analgesia in Total Joint Arthroplasty Clinical Practice Guidelines provide evidence-based recommendations that reflect the current standards in orthopaedic surgery, but the studies upon which they are based overwhelmingly underenroll and underreport racial/ethnic minorities relative to their proportions in the US population. As these factors impact analgesic administration, their continued neglect may perpetuate inequities in outcomes after TJA.
Our study demonstrates that all non-White racial/ethnic groups were underrepresented relative to their proportion of the US population in the 2021 Anesthesia and Analgesia in Total Joint Arthroplasty Clinical Practice Guidelines, underscoring a weakness in the orthopaedic surgery evidence base and questioning the overall external validity and generalizability of these combined CPGs. An effort should be made to equitably enroll and report outcomes for all racial/ethnic groups in any updated CPGs.
全关节置换术旨在改善所有患者的生活质量和功能结果,主要通过减轻他们的疼痛来实现。这一目标需要有临床实践指南(CPGs),这些指南应公平地代表并纳入来自所有种族/族裔群体的患者。据我们所知,在关于关节置换手术后疼痛管理的主要 CPGs 所依据的研究中,还没有对患者人群的种族/族裔构成进行正式评估。
问题/目的:我们使用 2021 年《麻醉与关节置换术的全关节置换术临床实践指南》中引用的论文,并将其与美国国家人口普查数据进行比较,提出了以下问题:(1)与美国全国人口相比,随机对照试验中种族/族裔群体的代表性如何?(2)报告种族/族裔群体与数据收集/出版年份、研究地点、资金来源或指南部分之间是否存在关系?
从本指南引用的文章中收集参与者的人口统计学数据(发表年份、研究类型、指南部分、数据收集年份、研究地点、研究资金、研究规模、性别、年龄和种族/族裔)。如果是全文、主要在美国进行的原始研究文章,并且报告了参与者的种族和族裔特征,则纳入研究。排除标准包括重复文章、包含相同参与者人群的文章(只包括最新的日期文章),以及以下类型的文章:系统评价、非系统评价、术语报告、专业指南、专家意见、基于人群的研究、手术试验、前瞻性队列观察研究、回顾性队列观察研究、成本效益研究和荟萃分析。82%(271 篇中的 223 篇)的文章符合纳入标准。我们最初的文献检索产生了 27 篇报告参与者种族/族裔的文章,其中 24 项为基于美国的研究,3 项为其他国家的研究;仅基于美国的研究被用作本研究的重点。我们将种族/族裔报告定义为在研究的正文、表格、图形或补充数据中列出参与者的种族或族裔。然后使用 2000 年至 2019 年的国家人口普查信息生成代表性商数(RQ),该商数将研究人群中种族/族裔群体的代表性与全国人口中的相应人口代表性进行比较。RQ 值大于 1 表示代表性过高的群体,RQ 值小于 1 表示代表性过低的群体,相对于美国人口而言。用线性回归分析评估每个种族/族裔的 RQ 值与时间的关系,并进行卡方分析以评估种族报告和手稿参数。
两项基于美国的研究分别报告了种族和族裔。在 24 项报告种族/族裔的基于美国的研究中,黑人群体的总体 RQ 为 0.70,西班牙裔群体的 RQ 为 0.09,美洲印第安人/阿拉斯加原住民的 RQ 为 0.1,夏威夷原住民/太平洋岛民的 RQ 为 0,亚裔群体的 RQ 为 0.08,白人群体的 RQ 为 1.37,这意味着白人群体的代表性过高了 37%,黑人群体的代表性过低了 30%,西班牙裔群体的代表性过低了 91%,亚裔群体的代表性过低了 92%,美洲印第安人/阿拉斯加原住民的代表性过低了 90%,夏威夷原住民/太平洋岛民几乎没有代表性。卡方分析显示,有学术、行业和双重支持资金来源的研究之间在种族/族裔报告方面存在差异(χ 2 = 7.449;p = 0.02)。基于美国和非基于美国的研究之间在种族/族裔报告方面也存在差异(χ 2 = 36.506;p < 0.001),93%(25 篇)的基于美国的研究报告了种族,而只有 7%(2 篇)的非基于美国的研究报告了种族。最后,种族/族裔报告与数据收集年份或参考指南部分之间没有关系。
2021 年《麻醉与关节置换术的全关节置换术临床实践指南》提供了基于证据的建议,反映了当前骨科手术的标准,但它们所依据的研究在很大程度上忽略了少数族裔,相对于他们在美国人口中的比例。由于这些因素会影响镇痛药物的使用,因此它们的持续忽视可能会使 TJA 后结果的不平等持续存在。
我们的研究表明,2021 年《麻醉与关节置换术的全关节置换术临床实践指南》中所有非白人群体的代表性都低于其在美国人口中的比例,这突显出骨科手术证据基础的薄弱,并质疑这些综合 CPG 的整体外部有效性和普遍性。在任何更新的 CPG 中,都应努力公平地纳入和报告所有种族/族裔群体的结果。