Habineza Alexis, Otieno Romanus Odhiambo, Orwa George Otieno, Makumi Nicholas
Pan African University, Institute for Basic Sciences, Technology and Innovation (PAUSTI), Nairobi, Kenya.
Kibogora Polytechnic, Nyamasheke, Rwanda.
PLoS One. 2024 Jun 13;19(6):e0292256. doi: 10.1371/journal.pone.0292256. eCollection 2024.
The primary focus of all sample surveys is on providing point estimates for the parameters of primary interest, and also estimating the variance associated with those point estimates to quantify the uncertainty. Larger samples and important measurement tools can help to reduce the point estimates' uncertainty. Numerous effective stratification criteria may be used in survey to reduce variance within stratum. In fine stratification design, the population is divided into numerous small strata, each containing a relatively small number of sampling units as one or two. This is done to ensure that certain characteristics or subgroups of the population are well-represented in the sample. But with many strata, the sample size within each stratum can become small, potentially resulting in higher errors and less stable estimates. The variance estimation process becomes difficult when we only have one unit per stratum. In that case, the collapsed stratum technique is the classical methods for estimating variance. This method, however, is biased and results in an overestimation of the variance. This paper proposes a bootstrap-based variance estimator for the total population under fine stratification, which overcomes the drawbacks of the previously explored estimation approach. Also, the estimator's properties were investigated. A simulation study and practical application on survey of mental health organizations data were done to investigate properties of the proposed estimators. The results show that the proposed estimator performs well.
所有抽样调查的主要重点是为主要关注的参数提供点估计,并估计与这些点估计相关的方差以量化不确定性。更大的样本和重要的测量工具有助于减少点估计的不确定性。调查中可使用多种有效的分层标准来减少层内方差。在精细分层设计中,总体被划分为许多小层,每个小层包含相对较少的抽样单元,比如一两个。这样做是为了确保总体的某些特征或子群体在样本中有良好的代表性。但是层过多时,每个层内的样本量可能会变小,这可能导致更高的误差和不太稳定的估计。当我们每层只有一个单元时,方差估计过程会变得困难。在这种情况下,合并层技术是估计方差的经典方法。然而,这种方法存在偏差,会导致对方差的高估。本文提出了一种基于自助法的精细分层下总体方差估计器,它克服了先前探索的估计方法的缺点。此外,还研究了该估计器的性质。通过对心理健康组织数据调查进行模拟研究和实际应用,来研究所提出估计器的性质。结果表明所提出的估计器表现良好。