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采用队列内试验(TwiCs)设计的随机试验的特征、同意模式和挑战——范围综述。

Characteristics, consent patterns, and challenges of randomized trials using the Trials within Cohorts (TwiCs) design - A scoping review.

机构信息

CLEAR Methods Center, Division of Clinical Epidemiology, Department of Clinical Research, University Hospital Basel, University of Basel, Basel, Switzerland; Oslo Center for Biostatistics and Epidemiology, Oslo University Hospital, University of Oslo, Oslo, Norway; Bristol Medical School, University of Bristol, Bristol, UK.

CLEAR Methods Center, Division of Clinical Epidemiology, Department of Clinical Research, University Hospital Basel, University of Basel, Basel, Switzerland.

出版信息

J Clin Epidemiol. 2024 Oct;174:111469. doi: 10.1016/j.jclinepi.2024.111469. Epub 2024 Jul 19.

Abstract

OBJECTIVES

Trials within Cohorts (TwiCs) is a pragmatic design approach that may overcome frequent challenges of traditional randomized trials such as slow recruitment, burdensome consent procedures, or limited external validity. This scoping review aims to identify all randomized controlled trials using the TwiCs design and to summarize their design characteristics, ways to obtain informed consent, output, reported challenges and mitigation strategies.

STUDY DESIGN AND SETTING

Systematic search of Medline, Embase, Cochrane, trial registries and citation tracking up to December 2022. TwiCs were defined as randomized trials embedded in a cohort with postrandomization consent for the intervention group and no specific postrandomization consent for the usual care control group. Information from identified TwiCs was extracted in duplicate from protocols, publications, and registry entries. We analyzed the information descriptively and qualitatively to highlight methodological challenges and solutions related to nonuptake of interventions and informed consent procedure.

RESULTS

We identified a total of 46 TwiCs conducted between 2005 and 2022 in 14 different countries by a handful of research groups. The most common medical fields were oncology (11/46; 24%), infectious diseases (8/46; 17%), and mental health (7/46; 15%). A typical TwiCs was investigator-initiated (46/46; 100%), publicly funded (36/46; 78%), and recruited outpatients (27/46; 59%). Excluding eight pilot trials, only 16/38 (42%) TwiCs adjusted their calculated sample size for nonuptake of the intervention, anticipating a median nonuptake of 25% (interquartile range 10%-32%) in the experimental arm. Seventeen TwiCs (45%) planned analyses to adjust effect estimates for nonuptake. Regarding informed consent, we observed three patterns: 1) three separate consents for cohort participation, randomization, and intervention (17/46; 37%); 2) combined consent for cohort participation and randomization and a separate intervention consent (10/46; 22%); and 3) consent only for cohort participation and intervention (randomization consent not mentioned; 19/46; 41%).

CONCLUSION

Existing TwiCs are globally scattered across a few research groups covering a wide range of medical fields and interventions. Despite the potential advantages, the number of TwiCs remains small. The variability in consent procedures and the possibility of substantial nonuptake of the intervention warrants further research to guide the planning, implementation, and analysis of TwiCs.

摘要

目的

试验群组内随机化(TwiCs)是一种实用的设计方法,可能克服传统随机试验的常见挑战,如招募缓慢、繁琐的同意程序或有限的外部有效性。本范围综述旨在确定所有采用 TwiCs 设计的随机对照试验,并总结其设计特点、获得知情同意的方法、结果、报告的挑战和缓解策略。

研究设计和设置

系统检索 Medline、Embase、Cochrane、试验注册处和引文跟踪,截至 2022 年 12 月。将 TwiCs 定义为在队列中嵌入的随机试验,干预组在随机化后获得同意,而常规护理对照组没有特定的随机化后同意。从方案、出版物和登记处条目重复提取确定的 TwiCs 的信息。我们对信息进行描述性和定性分析,以突出与干预措施非采用和知情同意程序相关的方法学挑战和解决方案。

结果

我们总共确定了 2005 年至 2022 年期间在 14 个不同国家由少数几个研究小组进行的 46 项 TwiCs。最常见的医学领域是肿瘤学(11/46;24%)、传染病(8/46;17%)和心理健康(7/46;15%)。典型的 TwiCs 是由研究者发起的(46/46;100%)、公共资助的(36/46;78%)和招募门诊患者(27/46;59%)。排除 8 项试点试验,只有 38 项 TwiCs 中的 16 项(42%)调整了干预措施非采用的计算样本量,预计实验臂的干预措施非采用中位数为 25%(四分位间距 10%-32%)。17 项 TwiCs(45%)计划进行分析以调整非采用对效应估计的影响。关于知情同意,我们观察到三种模式:1)对队列参与、随机化和干预分别进行三次单独同意(17/46;37%);2)对队列参与和随机化进行联合同意,并对干预进行单独同意(10/46;22%);3)仅对队列参与和干预进行同意(随机化同意未提及;19/46;41%)。

结论

现有的 TwiCs 在全球范围内分散在少数几个研究小组中,涵盖了广泛的医学领域和干预措施。尽管有潜在的优势,但 TwiCs 的数量仍然很少。同意程序的可变性和干预措施的大量非采用可能性需要进一步研究,以指导 TwiCs 的规划、实施和分析。

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