Aleshin-Guendel Serge, Wakefield Jon
Center for Statistical Research and Methodology, U.S. Census Bureau, 4600 Silver Hill Road, Washington, DC 20233, United States.
Department of Biostatistics, University of Washington, Seattle, WA 98195, United States.
Biostatistics. 2024 Dec 31;26(1). doi: 10.1093/biostatistics/kxae030.
The under-5 mortality rate (U5MR), a critical health indicator, is typically estimated from household surveys in lower and middle income countries. Spatio-temporal disaggregation of household survey data can lead to highly variable estimates of U5MR, necessitating the usage of smoothing models which borrow information across space and time. The assumptions of common smoothing models may be unrealistic when certain time periods or regions are expected to have shocks in mortality relative to their neighbors, which can lead to oversmoothing of U5MR estimates. In this paper, we develop a spatial and temporal smoothing approach based on Gaussian Markov random field models which incorporate knowledge of these expected shocks in mortality. We demonstrate the potential for these models to improve upon alternatives not incorporating knowledge of expected shocks in a simulation study. We apply these models to estimate U5MR in Rwanda at the national level from 1985 to 2019, a time period which includes the Rwandan civil war and genocide.
五岁以下儿童死亡率(U5MR)是一项关键的健康指标,在低收入和中等收入国家通常通过家庭调查来估算。家庭调查数据的时空分解可能会导致U5MR的估计值高度可变,因此需要使用在空间和时间上借用信息的平滑模型。当某些时间段或地区预计相对于其邻国在死亡率方面会出现冲击时,常用平滑模型的假设可能不切实际,这可能会导致U5MR估计值过度平滑。在本文中,我们基于高斯马尔可夫随机场模型开发了一种时空平滑方法,该模型纳入了这些预期死亡率冲击的知识。我们在一项模拟研究中展示了这些模型相对于未纳入预期冲击知识的替代模型的改进潜力。我们应用这些模型来估计1985年至2019年卢旺达全国层面的U5MR,这一时期包括卢旺达内战和种族灭绝。