Goossens Sebastiaan, Gültekin Yunus Can, Vassilieva Olga, Kim Inwoong, Palacharla Paparao, Okonkwo Chigo, Alvarado Alex
Information and Communication Theory Lab, Eindhoven University of Technology , Eindhoven 5600 MB, The Netherlands.
Fujitsu Network Communications, Inc. , Richardson, Texas 75082 TX, USA.
Philos Trans A Math Phys Eng Sci. 2024 Oct 23;382(2281):20240059. doi: 10.1098/rsta.2024.0059. Epub 2024 Sep 9.
Four-dimensional (4D) constellations with up to 131 072 points (17 bit/4D-sym) are designed for the first time using geometric shaping. The constellations are optimized in terms of mutual information (MI) and generalized MI (GMI) for the additive white Gaussian noise (AWGN) channel, targeting a forward error correction (FEC) rate of 0.8 at finite signal-to-noise ratios. The presented 15-17 bit constellations are currently the highest-performing constellations in the literature, having a gap to the AWGN capacity as low as 0.17 dB (MI) and 0.45 dB (GMI) at 17 bit/4D-sym. For lower cardinalities, our constellations match or closely approach the performance of previously published optimized constellations. We also show that (GMI-)optimized constellations with a symmetry constraint, optimized for a FEC rate of 0.8, perform nearly identical to their unconstrained counterparts for cardinalities above 8 bit/4D-sym. A symmetry constraint for MI-optimized constellations is shown to have a negative impact in general. The proposed procedure relies on a Monte-Carlo-based approach for evaluating performance and is extendable to other (nonlinear) channels. Stochastic gradient descent is used for the optimization algorithm for which the gradients are computed using automatic differentiation. This article is part of the theme issue 'Celebrating the 15th anniversary of the Royal Society Newton International Fellowship'.
首次使用几何整形设计了高达131072个点(17比特/4D符号)的四维(4D)星座。针对加性高斯白噪声(AWGN)信道,根据互信息(MI)和广义互信息(GMI)对星座进行了优化,目标是在有限信噪比下实现0.8的前向纠错(FEC)率。所提出的15 - 17比特星座是目前文献中性能最高的星座,在17比特/4D符号时与AWGN容量的差距低至0.17 dB(MI)和0.45 dB(GMI)。对于较低的基数,我们的星座与先前发表的优化星座性能匹配或非常接近。我们还表明,针对0.8的FEC率进行优化且具有对称性约束的(GMI -)优化星座,对于基数高于8比特/4D符号的情况,其性能与无约束的对应星座几乎相同。一般而言,MI优化星座的对称性约束会产生负面影响。所提出的过程依赖基于蒙特卡罗的方法来评估性能,并且可扩展到其他(非线性)信道。随机梯度下降用于优化算法,其梯度使用自动微分来计算。本文是主题为“庆祝皇家学会牛顿国际奖学金设立15周年”的一部分。