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陪审员能否忽视不可采信的证据?运用多阶段优化策略检验源自认知和社会心理学理论的干预措施。

Can Jurors Disregard Inadmissible Evidence? Using the Multiphase Optimization Strategy to Test Interventions Derived from Cognitive and Social Psychological Theories.

作者信息

Sandberg Pamela N, Neal Tess M S, O'Hara Karey L

机构信息

New College of Interdisciplinary Arts and Sciences, Arizona State University, Glendale, AZ 85306, USA.

Department of Psychology, Iowa State University, 1347 Lagomarcino Hall, 901 Stange Rd., Ames, IA 50011, USA.

出版信息

Behav Sci (Basel). 2024 Dec 26;15(1):7. doi: 10.3390/bs15010007.

Abstract

Inadmissible evidence generally biases jurors toward guilty verdicts; jurors who hear inadmissible evidence are more likely to convict than jurors not exposed to inadmissible evidence-even when evidence is constant. When inadmissible evidence is introduced, the common legal remedy is judicial instructions to jurors to disregard it. Appeals courts repeatedly affirm instructions to disregard as a sufficient safeguard of defendants' constitutional rights, despite research finding that jurors do not disregard when instructed. The goals of this research were to (1) test the main and interactive effects of four theory-driven candidate strategies to help jurors disregard inadmissible evidence (i.e., inducing suspicion, giving a substantive reason for disregarding, committing to disregarding, advising future jurors) and identify an optimized intervention package, and (2) evaluate whether adding the optimized intervention package showed more favorable effects than judicial instructions only. Study 1 used a 2 full factorial randomized controlled trial to evaluate the four candidate intervention strategies. A synergistic interaction among the candidate components suggested an optimized intervention package comprising all four interventions. Study 2 used a parallel four-arm randomized controlled trial to compare conviction rates in the same hypothetical murder trial under four conditions: (1) no exposure to inadmissible evidence, (2) exposure to inadmissible evidence without objection, (3) exposure to inadmissible evidence + judicial instructions ("standard practice"), and (4) exposure + judicial instructions + optimized intervention package. Across both studies, mock jurors who received the optimized intervention package returned significantly lower conviction rates than comparison conditions. These findings show early promise that novel intervention strategies may assist jurors in disregarding inadmissible evidence. Interpretation, limitations, and calls to action are discussed.

摘要

不可采信的证据通常会使陪审员倾向于做出有罪裁决;听到不可采信证据的陪审员比未接触到此类证据的陪审员更有可能判定有罪——即便证据是相同的。当引入不可采信的证据时,常见的法律补救措施是法官指示陪审员不予理会。上诉法院多次确认,指示不予理会是对被告宪法权利的充分保障,尽管研究发现陪审员在接到指示后并不会不予理会。本研究的目的是:(1)测试四种基于理论驱动的候选策略对帮助陪审员忽略不可采信证据的主要和交互作用(即引发怀疑、给出不予理会的实质性理由、承诺不予理会、告知未来的陪审员),并确定一个优化的干预方案;(2)评估添加优化干预方案是否比仅采用法官指示显示出更有利的效果。研究1采用2×2完全析因随机对照试验来评估这四种候选干预策略。候选组成部分之间的协同交互作用表明,一个优化的干预方案应包含所有四种干预措施。研究2采用平行四组随机对照试验,在四种条件下比较同一假设谋杀案审判中的定罪率:(1)未接触不可采信证据;(2)接触不可采信证据且无异议;(3)接触不可采信证据+法官指示(“标准做法”);(4)接触不可采信证据+法官指示+优化干预方案。在两项研究中,接受优化干预方案的模拟陪审员的定罪率显著低于其他对照条件。这些发现表明,新的干预策略有望帮助陪审员忽略不可采信的证据。文中还讨论了解释、局限性及行动呼吁。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/b465/11761953/377c5a0f29a0/behavsci-15-00007-g001.jpg

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