Agarwal Arnav, Bala Malgorzata M, Zeraatkar Dena, Valli Claudia, Alonso-Coello Pablo, Ghosh Nirjhar R, Han Mi Ah, Guyatt Gordon H, Klatt Kevin C, Ball Geoff D C, Johnston Bradley C
Department of Medicine, McMaster University, Hamilton, Ontario, Canada.
Department of Health Research Methods, Evidence & Impact, McMaster University, Hamilton, Ontario, Canada.
BMJ Nutr Prev Health. 2024 Aug 28;7(2):e000833. doi: 10.1136/bmjnph-2023-000833. eCollection 2024.
The purpose of this article, part 1 of 2 on randomised controlled trials (RCTs), is to provide readers (eg, clinicians, patients, health service and policy decision-makers) of the nutrition literature structured guidance on interpreting RCTs. Evaluation of a given RCT involves several considerations, including the potential for risk of bias, the assessment of estimates of effect and their corresponding precision, and the applicability of the evidence to one's patient. Risk of bias refers to flaws in the design or conduct of a study that may lead to a deviation from measuring the underlying true effect of an intervention. Bias is assessed on a continuum from very low to very high (ie, definitely low to definitely high) risk of yielding estimates that do not represent true treatment-related effects and when appraising a study, judgement involves some degree of subjectivity. Specifically, when evaluating the risk of bias, one must first consider whether patient baseline characteristics (eg, age, smoking) are balanced between groups at randomisation, referred to as prognostic balance, and whether this balance is maintained throughout the study. While randomisation in sufficiently large trials may ensure prognostic balance between study arms at baseline; concealment of randomisation and blinding of participants, healthcare providers, data collectors, outcome adjudicators and data analysts to treatment allocation are needed to maintain prognostic balance between study arms after a trial begins. The status of each participant with respect to outcomes of interest must be known at the conclusion of a trial; when this is not the case, missing (lost) participant outcome data increases the likelihood that prognostic balance was not maintained at study completion. In addition, analysis of participants in the groups to which they were initially randomised (ie, intention-to-treat analysis) offers a reliable method to maintain prognostic balance. Finally, trials terminated early risk overestimating the treatment effect, especially when sample size is limited or stopping boundaries are not defined a priori.
本文是关于随机对照试验(RCT)的系列文章的第1部分,旨在为营养文献的读者(如临床医生、患者、卫生服务和政策决策者)提供有关解读RCT的结构化指导。对特定RCT的评估涉及多个方面的考量,包括偏倚风险的可能性、效应估计及其相应精度的评估,以及证据对自身患者的适用性。偏倚风险是指研究设计或实施过程中的缺陷,可能导致偏离对干预潜在真实效果的测量。偏倚的评估范围从极低到极高(即肯定低到肯定高),表示产生不代表真实治疗相关效应估计的风险,在评估一项研究时,判断涉及一定程度的主观性。具体而言,在评估偏倚风险时,首先必须考虑患者的基线特征(如年龄、吸烟情况)在随机分组时各组之间是否平衡,这称为预后平衡,以及这种平衡在整个研究过程中是否得以维持。虽然在足够大的试验中随机分组可能确保研究组在基线时的预后平衡;但在试验开始后,需要对随机分组进行隐藏,并使参与者、医疗服务提供者、数据收集者、结果判定者和数据分析人员对治疗分配不知情,以维持研究组之间的预后平衡。在试验结束时,必须了解每个参与者关于感兴趣结局的状态;如果情况并非如此,缺失(失访)参与者的结局数据会增加在研究结束时未维持预后平衡的可能性。此外,对最初随机分组的组内参与者进行分析(即意向性分析)提供了一种维持预后平衡的可靠方法。最后,提前终止的试验有高估治疗效果的风险,尤其是当样本量有限或事先未定义停止界限时。