Broughton R
J Clin Neuropsychol. 1982 Sep;4(3):193-218. doi: 10.1080/01688638208401130.
The relevance of sleep/waking rhythms to issues of human consciousness is reviewed from data in the literature and from personal studies. Consciousness is often considered to be markedly attenuated or absent in sleep. There is, however, much evidence for a rich subjective experience during sleep, much of which is not recalled later. This implies that William James' "stream of consciousness' persists continuously throughout sleep as well as wakefulness, but that problems of memory recall interfere with its being reported as such. Sleeping subjects show selective awareness of external stimuli, with significant stimuli generally leading to awakening and relatively nonsignificant stimuli, at least at times, being incorporated into the ongoing mental activity of REM or NREM sleep. Mentation throughout sleep is characterized by a high degree of autonomy and little willful control. Creative insight and problem solving of a very high order may occur in sleep and involve either dreaming or thought-like mentation. Parameters of waking consciousness show possibly sleep-related rhythmic fluctuations at both circadian (24 hr sleep/waking) and ultradian (90-120) min, NREM/REM sleep) rates. Moreover, waking consciousness is markedly influenced by the quality of temporal stability of preceding sleep. A substantial number of so-called "altered states of consciousness" is found to involve primarily or exclusively dysfunction of sleep/waking mechanisms. Cerebral lesions can produce selective impairment of aspects of sleep mentation. It is concluded that further analysis of subjective awareness in sleep or in partial sleep states is very relevant and indeed vital to a more comprehensive understanding of human consciousness.
本文从文献数据和个人研究出发,探讨了睡眠/觉醒节律与人类意识问题的相关性。人们通常认为睡眠中意识会明显减弱或消失。然而,有大量证据表明睡眠期间存在丰富的主观体验,其中大部分后来并未被回忆起来。这意味着威廉·詹姆斯的“意识流”在睡眠和清醒状态下都持续存在,但记忆回忆问题妨碍了对其进行如实报告。睡眠中的受试者对外界刺激具有选择性意识,重要刺激通常会导致觉醒,而相对不重要的刺激至少有时会融入快速眼动(REM)或非快速眼动(NREM)睡眠的持续心理活动中。睡眠期间的思维具有高度自主性,几乎没有自主控制。睡眠中可能会出现非常高水平的创造性洞察力和问题解决能力,涉及做梦或类似思维的心理活动。清醒意识的参数在昼夜节律(24小时睡眠/觉醒)和超昼夜节律(90 - 120分钟,NREM/REM睡眠)速率下可能呈现与睡眠相关的节律波动。此外,清醒意识会受到先前睡眠的时间稳定性质量的显著影响。大量所谓的“意识改变状态”被发现主要或完全涉及睡眠/觉醒机制的功能障碍。脑部病变可导致睡眠思维某些方面的选择性损害。得出的结论是,进一步分析睡眠或部分睡眠状态下的主观意识对于更全面地理解人类意识非常相关且至关重要。