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改进针对文化多元群体的调查中的问题措辞。

Improving question wording in surveys of culturally diverse populations.

作者信息

Warnecke R B, Johnson T P, Chávez N, Sudman S, O'Rourke D P, Lacey L, Horm J

机构信息

Survey Research Laboratory, University of Illinois, Chicago 60607, USA.

出版信息

Ann Epidemiol. 1997 Jul;7(5):334-42. doi: 10.1016/s1047-2797(97)00030-6.

Abstract

PURPOSE

The purpose of this paper is to briefly describe a theoretical model articulating cognitive theory and sources of potential response bias resulting from racial or ethnic cultural experience to survey questions that deal with health behavior. The theory components are then evaluated using questions obtained from national health surveys conducted by the National Center for Health Statistics and Centers for Disease Control and Prevention. The analysis explores the effects of four cognitive tasks involved in responding to questions as specified by the model: question interpretation, information retrieval from memory, judgment formation, and response editing. Implications for epidemiological research are considered.

METHODS

Data were collected from a purposive sample of 423 adults aged 18 through 50 who were recruited to ensure equal numbers of African American, Puerto Rican, Mexican American, and non-Hispanic white respondents, stratified by age, gender, and education. Individual questions were selected for evaluation to ensure variation by topic and question format. Probes related to each of the cognitive tasks were designed to obtain insight into the underlying cognitive processes used by respondents to answer survey questions. All statistical analyses used logistic regression or ordinary least squares multiple regression as appropriate.

RESULTS

Variation by race/ethnicity was found in the way respondents defined physical activity in a series of questions used in the Centers for Disease Control and Prevention Behavioral Risk Factor Surveillance System (BRFSS). Gender and race/ethnicity appeared to influence interpretation in the absence of specific cues in the question format about how to respond. Strategies used to retrieve information from memory did not appear to be influenced by respondent culture; however, frequency of the event was associated with the recall strategy in that more frequent or regular events were more likely to result in estimates about frequency, whereas unusual or seldom occurring events were counted. Effects of race/ethnicity on judgment formation seem to be reflected in the propensity of respondents' willingness to use extreme response categories. Most effects due to race/ethnicity were found in respondent editing of answers. Race/ethnicity was found to be associated with a social desirability trait; with willingness to disclose socially undesirable behavior, particularly to interviews from racial or ethnic groups that differed from the respondent; and with the tendency to overreport socially desirable behavior.

CONCLUSIONS

Overall, the results of this research suggest several ways in which the validity of questions about risk behavior can be improved. In designing such questions, the investigator should envision the interview as a structured conversation in which ordinary conversational norms apply. Thus, questions that might request redundant information or that are threatening to the respondent need to be asked in ways that minimize these effects. Using interviewers of the same racial or ethnic group is important. Attending to the order of questions to ensure that redundant information is not requested is important. Writing questions to ensure that where response cues occur they lead the respondent to answer in unbiased ways is also important. Testing questions for potential racial or ethnic bias before using them is also important, even if the questions have been used successfully with population groups other than that or those included in a study.

摘要

目的

本文旨在简要描述一个理论模型,该模型阐述了认知理论以及种族或民族文化经历对涉及健康行为的调查问题产生潜在反应偏差的来源。然后,使用从美国国家卫生统计中心和疾病控制与预防中心进行的全国健康调查中获得的问题对该理论组成部分进行评估。分析探讨了模型所规定的回答问题时涉及的四项认知任务的影响:问题解释、从记忆中检索信息、判断形成和回答编辑。同时考虑了对流行病学研究的启示。

方法

从423名年龄在18至50岁的成年人的有目的样本中收集数据,招募这些参与者以确保非裔美国人、波多黎各人、墨西哥裔美国人和非西班牙裔白人受访者数量相等,并按年龄、性别和教育程度进行分层。选择单个问题进行评估,以确保主题和问题格式存在差异。设计了与每项认知任务相关的探究,以深入了解受访者用于回答调查问题的潜在认知过程。所有统计分析均根据情况使用逻辑回归或普通最小二乘多元回归。

结果

在美国疾病控制与预防中心行为风险因素监测系统(BRFSS)中使用的一系列问题中,发现受访者定义身体活动的方式存在种族/民族差异。在问题格式中没有关于如何回答的特定线索时,性别和种族/民族似乎会影响解释。用于从记忆中检索信息的策略似乎不受受访者文化的影响;然而,事件的频率与回忆策略相关,即更频繁或规律的事件更有可能导致对频率的估计,而不寻常或很少发生的事件则被计数。种族/民族对判断形成的影响似乎反映在受访者使用极端回答类别的倾向中。种族/民族造成的大多数影响都出现在受访者对答案的编辑中。发现种族/民族与社会期望特质相关;与披露社会不良行为的意愿相关,特别是向与受访者不同的种族或民族群体的访谈者披露;以及与过度报告社会期望行为的倾向相关。

结论

总体而言,本研究结果表明了几种可以提高风险行为问题有效性的方法。在设计此类问题时,研究者应将访谈设想为一种适用普通对话规范的结构化对话。因此,可能要求提供冗余信息或对受访者构成威胁的问题,应以尽量减少这些影响的方式提出。使用同一种族或民族群体的访谈者很重要。注意问题的顺序以确保不要求提供冗余信息也很重要。编写问题时要确保出现回答线索时能引导受访者以无偏差的方式回答也很重要。在使用问题之前测试其潜在的种族或民族偏差也很重要,即使这些问题已在研究中所包含的群体以外的其他人群中成功使用过。

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