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临床试验的知情同意书:标准形式与简化形式的比较研究

Informed consent for clinical trials: a comparative study of standard versus simplified forms.

作者信息

Davis T C, Holcombe R F, Berkel H J, Pramanik S, Divers S G

机构信息

Department of Medicine and Pediatrics, Feist-Weiller Cancer Center, Louisiana State University Medical Center-Shreveport 71130, USA.

出版信息

J Natl Cancer Inst. 1998 May 6;90(9):668-74. doi: 10.1093/jnci/90.9.668.

Abstract

BACKGROUND

A high level of reading skill and comprehension is necessary to understand and complete most consent forms that are required for participation in clinical research studies. This study was conducted to test the hypothesis that a simplified consent form would be less intimidating and more easily understood by individuals with low-to-marginal reading skills.

METHODS

During July 1996, 183 adults (53 patients with cancer or another medical condition and 130 apparently healthy participants) were tested for reading ability and then asked to read either the standard Southwestern Oncology Group (SWOG) consent form (16th grade level) or a simplified form (7th grade level) developed at Louisiana State University Medical Center-Shreveport (LSU). Participants were interviewed to assess their attitudes toward and comprehension of the form read. Then they were given the alternate consent form and asked which one they preferred and why.

RESULTS

Overall, participants preferred the LSU form (62%; 95% confidence interval [CI] = 54.8%-69.2%) over the SWOG form (38%; 95% CI = 30.8%-45.2%) (P = .0033). Nearly all participants thought that the LSU form was easier to read (97%; 95% CI = 93.1%-99.9%) than the SWOG form (75%; 95% CI = 65.1%-85.7%) (P<.0001). However, the degree to which the participants understood the forms was essentially the same for the LSU form (58%; 95% CI = 48.6%-67.0%) and the SWOG form (56%; 95% CI = 43.8%-66.8%).

IMPLICATIONS

These findings raise serious questions regarding the adequacy of the design of written informed consent documents for the substantial proportion of Americans with low-to-marginal literacy skills.

摘要

背景

要理解并完成参与临床研究所需的大多数知情同意书,需要具备较高的阅读技能和理解能力。本研究旨在检验以下假设:简化的知情同意书对于阅读能力较低至中等的个体而言,其威慑性较小且更易于理解。

方法

1996年7月,对183名成年人(53名患有癌症或其他疾病的患者以及130名表面健康的参与者)进行了阅读能力测试,然后要求他们阅读标准的西南肿瘤协作组(SWOG)知情同意书(相当于16年级水平)或由路易斯安那州立大学医学中心什里夫波特分校(LSU)制定的简化版(相当于7年级水平)。对参与者进行访谈,以评估他们对所阅读表格的态度和理解程度。然后给他们提供另一种知情同意书,并询问他们更喜欢哪一种以及原因。

结果

总体而言,与SWOG表格(38%;95%置信区间[CI]=30.8%-45.2%)相比,参与者更喜欢LSU表格(62%;95%CI=54.8%-69.2%)(P=0.0033)。几乎所有参与者都认为LSU表格(97%;95%CI=93.1%-99.9%)比SWOG表格(75%;95%CI=65.1%-85.7%)更易于阅读(P<0.0001)。然而,参与者对LSU表格(58%;95%CI=48.6%-67.0%)和SWOG表格(56%;95%CI=43.8%-66.8%)的理解程度基本相同。

启示

这些发现引发了关于为相当一部分识字能力较低至中等的美国人设计的书面知情同意文件是否充分的严重问题。

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