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承认不确定性:确保临床研究科学性和伦理有效性的基本手段。

Acknowledgment of uncertainty: a fundamental means to ensure scientific and ethical validity in clinical research.

作者信息

Djulbegovic B

机构信息

Interdisciplinary Oncology Program, Division of Blood and Bone Marrow Transplantation, H. Lee Moffitt Cancer Center, University of South Florida, 12902 Magnolia Drive, Tampa, FL 33612, USA.

出版信息

Curr Oncol Rep. 2001 Sep;3(5):389-95. doi: 10.1007/s11912-001-0024-5.

DOI:10.1007/s11912-001-0024-5
PMID:11489238
Abstract

Recognition of the importance of uncertainty in the design of randomized, controlled trials (RCT) has reached the status of a principle. The "uncertainty principle," or less ambiguously, equipoise, holds that a patient should be enrolled in an RCT only if there is substantial uncertainty about which of the trial treatments would benefit the patient most. In fact, the "uncertainty principle" addresses the most important issue of a clinical trial--the choice of an adequate comparative control. Studies in which intervention and control group are believed to be non-equivalent violate the uncertainty principle. Therefore, one would expect that both editors and authors would be particularly careful to include a statement concerning prior beliefs of the investigator(s) about the uncertainty of the treatments that are reported. However, we found no evidence of such a policy in the randomized, controlled trials we examined. We also show that there is a predictable relationship between the uncertainty principle, that is, the moral principle upon which trials are based, and the ultimate outcomes of clinical trials. We postulate that about 50% of innovations are successful, leading to the conclusion that preserving the ethics of clinical research may be the best investment strategy available.

摘要

认识到在随机对照试验(RCT)设计中不确定性的重要性已上升为一项原则。“不确定性原则”,或者更明确地说, equipoise(平衡原则),认为只有当对于哪种试验治疗方法对患者最有益存在实质性不确定性时,患者才应被纳入RCT。事实上,“不确定性原则”解决了临床试验中最重要的问题——选择适当的对照。那些干预组和对照组被认为不相等的研究违反了不确定性原则。因此,人们会期望编辑和作者都格外谨慎地纳入一份关于研究者对所报告治疗方法不确定性的先验信念的声明。然而,在我们审查的随机对照试验中,我们没有发现这种政策的证据。我们还表明,不确定性原则(即试验所基于的道德原则)与临床试验的最终结果之间存在可预测的关系。我们推测大约50%的创新是成功的,从而得出结论:维护临床研究的伦理道德可能是现有的最佳投资策略。

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本文引用的文献

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Uncertainty about clinical equipoise. Equipose and uncertainty principle are not mutually exclusive.
BMJ. 2001 Mar 31;322(7289):795.
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Scientific and ethical issues in equivalence trials.等效性试验中的科学与伦理问题。
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Declaration of Helsinki should be strengthened. Equipoise is essential principle of human experimentation.《赫尔辛基宣言》应得到加强。 equipoise(平衡原则)是人体实验的基本原则。 (注:equipoise 这个词在医学伦理语境中是指一种平衡状态,即在临床试验中,对于试验组和对照组的治疗方案,研究者没有足够的证据表明一种方案优于另一种方案,以确保受试者能够在道德和科学合理的情况下参与试验 。这里直接保留英文是因为中文里没有完全对应的简洁词汇,且在医学专业领域有时会保留英文术语 。)
许多针对 SARS-CoV-2 的羟氯喹试验是多余的,并且可能不道德:对 NIH 临床试验注册库的分析。
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PLoS One. 2021 Oct 11;16(10):e0258093. doi: 10.1371/journal.pone.0258093. eCollection 2021.
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