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神经诉讼:关于扩大达伯特挑战的专家证词要素的观点

Neurolitigation: a perspective on the elements of expert testimony for extending the Daubert challenge.

作者信息

Klee C H, Friedman H J

出版信息

NeuroRehabilitation. 2001;16(2):79-85.

Abstract

Scientific expert witness testimony has the potential for affecting most court decisions in civil and criminal proceedings. Since experts were first utilized in English courts beginning in the 14th century, most contemporary courts struggle with seeking a balance between plaintiff and defense counsel allowing each party its day in court while taking into account the work which other courts have done previously in determining the admissibility of expert witness testimony. When these challenges present themselves in the courtroom, often other courts have approached these identical issues, many in proceedings involving the same expert(s). Confronted with these challenges, trial judges want to understand whether a new Daubert hearing must be held, deal with the issue from a clean slate approach or whether they must reinvent the proverbial wheel. Given these dilemmas, this exposition is based within a heuristic approach that will focus on the consideration of comprehensive data inclusion from an evidentiary foundation as it applies to expert witness testimony admissibility in neurolitigation. While the evidential force of FRE 702 specifically applies to admissibility of scientific evidence, it makes sense that along with scientific, objective data, inclusion of non-medical and other data in forming and admitting expert opinions, have mutual bearing upon the validity of opinions arrived at through neuropsychological assessment. It is these multi-data that should be factored into account when applying the Federal Rule of Evidence 702 scientific admissibility standard. Data from other relevant sources is just as vital as data obtained from objective measures, and co-exists with objective data. Without the integration of this information into resulting diagnostic data and opinions, one's methodology is open to scrutiny and can willfully be characterized as engaging in "junk science". Specific, pragmatic issues are discussed in order to avoid the plausible "junk science" question and to ultimately arrive at a factual and evidenced-based admissibility and reliability determination for the courts. Given the current standard, this article proposes an inclusionary method in neurolitigation as it would necessarily apply to Federal Rule of Evidence 702 which would extend to the integration of data outside medical and scientific information bases to establish accurate opinions for the trier of fact. In so doing, neuropsychological test data, non-medical data and expert testimony would be strengthened through inter-data consistency.

摘要

科学专家证人的证词有可能影响民事和刑事诉讼中的大多数法庭判决。自14世纪专家首次在英国法庭被使用以来,大多数当代法庭都在努力寻求原告和辩护律师之间的平衡,让双方都有机会在法庭上陈述,同时考虑其他法庭此前在确定专家证人证词的可采性方面所做的工作。当这些挑战出现在法庭上时,其他法庭往往也遇到过同样的问题,许多涉及相同专家的诉讼程序都是如此。面对这些挑战,初审法官想知道是否必须举行新的道伯特听证,是从全新的角度处理这个问题,还是必须重新发明轮子。鉴于这些困境,本论述基于一种启发式方法,该方法将专注于从证据基础出发考虑全面的数据纳入,因为它适用于神经诉讼中专家证人证词的可采性。虽然《联邦证据规则》第702条的证据效力具体适用于科学证据的可采性,但除了科学、客观数据之外,在形成和采纳专家意见时纳入非医学和其他数据,对通过神经心理学评估得出的意见的有效性具有相互影响,这是有道理的。在适用《联邦证据规则》第702条的科学可采性标准时,应该考虑这些多方面的数据。来自其他相关来源的数据与从客观测量中获得的数据同样重要,并且与客观数据并存。如果不将这些信息整合到最终的诊断数据和意见中,一个人的方法就容易受到审查,并且可能被故意定性为从事“垃圾科学”。本文讨论了具体的实际问题,以避免可能出现的“垃圾科学”质疑,并最终为法庭得出基于事实和证据的可采性及可靠性判定。鉴于当前的标准,本文提出了一种神经诉讼中的纳入方法,因为它必然适用于《联邦证据规则》第702条,该条将扩展到整合医学和科学信息库之外的数据,以便为事实认定者确立准确的意见。这样做,神经心理学测试数据、非医学数据和专家证词将通过数据间的一致性得到加强。

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