Dimensional changes as a function of charge injection in single-walled carbon nanotubes.

Motivated by the central importance of charge-induced dimensional changes for carbon nanotube electromechanical actuators, we here predict changes in nanotube length and diameter as a function of charge injection for armchair and zigzag nanotubes having different diameters. Density functional theory with periodic boundary conditions is used, which we show provides results consistent with experimental observations for intercalated graphites. Strain-versus-charge relationships are predicted from dimensional changes calculated with a uniform background charge ("jellium") for representing the counterions. These jellium calculations are consistent with presented calculations that include specific counterions for intercalated graphite, showing that hybridization between the ions and the graphite sheets is unimportant. The charge-strain relationships calculated with the jellium approximation for graphite and isolated single-walled nanotubes are asymmetric with respect to the sign of charge transfer. The dependence of nanotube strain on charge approaches that for a graphite sheet for intermediate-sized metallic nanotubes and for larger diameter semiconducting nanotubes. However, the strain-charge curves strongly depend on nanotube type when the nanotube diameter is small. This reflects both the dependence of the frontier orbitals for the semiconducting nanotubes on the nanotube type and the pi-sigma mixing when the nanotube diameter is small.