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氧气作为早产儿失明的一个原因:临床流行病学研究十年错误的“剖析”

Oxygen as a cause of blindness in premature infants: "autopsy" of a decade of errors in clinical epidemiologic research.

作者信息

Jacobson R M, Feinstein A R

机构信息

Clinical Epidemiology Unit, Yale University School of Medicine, New Haven, CT 06510.

出版信息

J Clin Epidemiol. 1992 Nov;45(11):1265-87. doi: 10.1016/0895-4356(92)90168-m.

Abstract

Several intellectual "autopsies" have recently reviewed errors in clinical epidemiologic studies of causation, such as the original claim that amyl nitrite "poppers" caused AIDS. The current autopsy was done to determine why it took more than a decade--1942 to 1954--to end an iatrogenic epidemic in which high-dose oxygen therapy led to retrolental fibroplasia (RLF) in premature infants, blinding about 10,000 of them. The autopsy revealed a museum of diverse intellectual pathology. When first noted, RLF was regarded as neither a new disease nor a postnatal effect. In early investigations, the ophthalmologists did not establish explicit criteria for diagnosis and confused RLF with malformations previously seen in full-term infants. Because the patients were not referred until months after birth, the ophthalmologists assumed that the lesion, which resembled an embryologic structure, must have occurred prenatally. Other events suggesting a prenatal cause for RLF were its strong statistical associations with fetal anomalies, multiple gestations, and maternal infections. Although these events were also associated with prematurity, it was ignored when the RLF cases were compared with controls who were mainly full-term infants. The postnatal timing of RLF was eventually recognized when investigators did cohort studies in premature infants and found that RLF could develop in eyes that were normal at birth. As the search for a cause turned to events occurring after birth, statistical associations were produced for agents such as light, vitamins, iron, vitamin E deficiency, and hypoadrenalism. Each study had its own methodologic flaws: controls were missing for light; co-maneuvers were ignored for vitamins and iron; objective diagnosis was not used for vitamin E deficiency; and the research on hypoadrenalism contained biases in susceptibility and detection as well as problems of a competing outcome event. When the role of oxygen administration was first considered, the statistical association with RLF was stronger for vitamin- and iron-therapy than for oxygen. In addition, many investigators were dissuaded by contradictory evidence from institutions in which RLF was either absent despite high-dose oxygen or persistent despite reduced dosage. The contradictory evidence was later regarded as erroneous because of unsatisfactory delivery systems for the oxygen or failure to check the actual oxygen concentrations. An alternative explanatory hypothesis, rejecting the role of high-dose and long-duration oxygen, was the idea that RLF was due to "relative hypoxia", produced by overly rapid weaning from oxygen therapy rather than the duration of oxygen treatment itself.(ABSTRACT TRUNCATED AT 400 WORDS)

摘要

最近有几项学术“剖析”回顾了因果关系临床流行病学研究中的错误,比如最初声称亚硝酸戊酯“Poppers”导致艾滋病。本次剖析旨在确定为何在1942年至1954年的十多年间,高剂量氧疗导致早产儿发生晶状体后纤维增生症(RLF),致使约1万名患儿失明这一医源性流行病才得以终结。剖析揭示了各种学术病理问题。RLF首次被发现时,既未被视为一种新疾病,也未被当作产后影响。在早期调查中,眼科医生未确立明确的诊断标准,还将RLF与足月婴儿先前出现的畸形相混淆。由于患儿在出生数月后才被转诊,眼科医生便认定这种类似胚胎结构的病变肯定是在产前发生的。其他表明RLF有产前病因的情况包括它与胎儿畸形、多胎妊娠及母体感染之间存在很强的统计学关联。尽管这些情况也与早产有关,但在将RLF病例与主要为足月婴儿的对照组进行比较时,早产因素被忽视了。当研究人员对早产儿进行队列研究并发现出生时正常的眼睛也可能发生RLF后,RLF的产后发病时间最终得到了确认。随着对病因的探寻转向出生后发生的事件,针对光线、维生素、铁、维生素E缺乏及肾上腺功能减退等因素得出了统计学关联。每项研究都有其方法学上的缺陷:研究光线时缺少对照组;研究维生素和铁时忽略了联合操作;研究维生素E缺乏时未采用客观诊断;而关于肾上腺功能减退的研究在易感性和检测方面存在偏差,还有竞争结局事件的问题。当首次考虑氧疗的作用时,与RLF的统计学关联在维生素和铁疗法方面比在氧疗方面更强。此外,许多研究人员被一些机构提供的相互矛盾的证据劝阻,在这些机构中,要么尽管进行了高剂量氧疗但未出现RLF,要么尽管减少了剂量RLF仍持续存在。后来,由于氧输送系统不完善或未检测实际氧浓度,这些相互矛盾的证据被认为是错误的。另一种解释性假设是,拒绝高剂量和长时间氧疗的作用,认为RLF是由于从氧疗中过快撤机产生的“相对缺氧”所致,而非氧疗本身的持续时间。(摘要截选至400字)

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