de Waal Frans B M
Yerkes Primate Center, and Psychology Department, Emory University, Atlanta, Georgia 30322, USA.
Ann N Y Acad Sci. 2003 Dec;1000:7-31. doi: 10.1196/annals.1280.003.
After Charles Darwin's The Expression of the Emotions in Man and Animals, published in 1872, we had to wait 60 years before the theme of animal expressions was picked up by another astute observer. In 1935, Nadezhda Ladygina-Kohts published a detailed comparison of the expressive behavior of a juvenile chimpanzee and of her own child. After Kohts, we had to wait until the 1960s for modern ethological analyses of primate facial and gestural communication. Again, the focus was on the chimpanzee, but ethograms on other primates appeared as well. Our understanding of the range of expressions in other primates is at present far more advanced than that in Darwin's time. A strong social component has been added: instead of focusing on the expressions per se, they are now often classified according to the social situations in which they typically occur. Initially, quantitative analyses were sequential (i.e., concerned with temporal associations between behavior patterns), and they avoided the language of emotions. I will discuss some of this early work, including my own on the communicative repertoire of the bonobo, a close relative of the chimpanzee (and ourselves). I will provide concrete examples to make the point that there is a much richer matrix of contexts possible than the common behavioral categories of aggression, sex, fear, play, and so on. Primate signaling is a form of negotiation, and previous classifications have ignored the specifics of what animals try to achieve with their exchanges. There is also increasing evidence for signal conventionalization in primates, especially the apes, in both captivity and the field. This process results in group-specific or "cultural" communication patterns.
1872年查尔斯·达尔文的《人类和动物的表情》出版之后,我们又等了60年,才迎来另一位敏锐的观察者重拾动物表情这一主题。1935年,娜杰日达·拉季纳-科茨发表了一份对幼年黑猩猩和她自己孩子的表情行为的详细比较。在科茨之后,我们又等到20世纪60年代才出现对灵长类动物面部和手势交流的现代行为学分析。同样,研究重点还是黑猩猩,但也出现了其他灵长类动物的行为图谱。我们目前对其他灵长类动物表情范围的理解比达尔文时代要先进得多。其中增加了一个重要的社会因素:现在人们不再仅仅关注表情本身,而是常常根据表情通常出现的社会情境对其进行分类。最初,定量分析是按顺序进行的(即关注行为模式之间的时间关联),并且避免使用情感语言。我将讨论一些早期的研究工作,包括我自己对倭黑猩猩(黑猩猩的近亲,也是我们人类的近亲)交流方式的研究。我会给出具体例子来说明,除了常见的攻击、性行为、恐惧、玩耍等行为类别之外,还存在着丰富得多的情境矩阵。灵长类动物发出信号是一种协商形式,而以往的分类忽略了动物通过交流想要达成的具体目标。越来越多的证据表明,在圈养和野外环境中的灵长类动物,尤其是猿类中,存在信号常规化现象。这一过程导致了特定群体或“文化”的交流模式。