Tierney Jayne F, Stewart Lesley A
Meta-analysis Group, MRC Clinical Trials Unit, 222 Euston Road, London NW1 2DA, UK.
Int J Epidemiol. 2005 Feb;34(1):79-87. doi: 10.1093/ije/dyh300. Epub 2004 Nov 23.
Trial investigators frequently exclude patients from trial analyses which may bias estimates of the effect of treatment. Combining these estimates in a meta-analysis could aggregate any such biases.
To investigate how excluding patients from trials can affect the results of both trials and meta-analyses, we used 14 meta-analyses of individual patient data (IPD) that addressed therapeutic questions in cancer. These included 133 randomized controlled trials (RCT) and 21 905 patients. We explored whether exclusions were related to trial characteristics and categorized the reasons for exclusions. For each RCT and meta-analysis, we compared results of an intention-to-treat analysis of all randomized patients with an analysis based on those patients included in the investigators' analysis.
In all, 92 trials (69%) excluded between 0.3 and 38% of patients randomized. Trials excluding patients tended to be older and larger than those that did not. Most patients were excluded because of ineligibility or protocol violations. Exclusions varied substantially by meta-analysis, more patients tending to be excluded from the treatment arm. Comparing trial analyses there was no clear indication that exclusion of patients altered the results more in favour of either treatment or control. However, comparing meta-analysis results, there was a tendency for those based on 'included' patients to favour the research treatment (P = 0.03). Inconsistency of trial results was often increased as a result of the investigators' exclusions.
Trials, systematic reviews, and meta-analyses may be prone to bias associated with post-randomization exclusion of patients. Wherever possible, the level of such exclusions should be taken into account when assessing the potential for bias in trials, systematic reviews, and meta-analyses. Ideally, trials, systematic reviews, and meta-analyses should be based on all randomized patients.
试验研究者常常在试验分析中排除某些患者,这可能会使治疗效果的估计产生偏差。在荟萃分析中合并这些估计值可能会使此类偏差累加。
为了研究从试验中排除患者如何影响试验及荟萃分析的结果,我们使用了14项针对癌症治疗问题的个体患者数据(IPD)荟萃分析。这些分析包括133项随机对照试验(RCT)和21905名患者。我们探究了排除情况是否与试验特征相关,并对排除原因进行了分类。对于每项RCT和荟萃分析,我们将所有随机分组患者的意向性分析结果与基于研究者分析中纳入患者的分析结果进行了比较。
总共有92项试验(69%)排除了0.3%至38%的随机分组患者。排除患者的试验往往比未排除患者的试验开展时间更早、规模更大。大多数患者被排除是因为不符合入选标准或违反方案。排除情况在不同的荟萃分析中差异很大,更多患者倾向于从治疗组中被排除。比较试验分析结果,没有明确迹象表明排除患者会使结果更有利于治疗组或对照组。然而,比较荟萃分析结果时,基于“纳入”患者的分析结果有更倾向于支持研究性治疗的趋势(P = 0.03)。研究者的排除往往会增加试验结果的不一致性。
试验、系统评价和荟萃分析可能容易出现与随机化后排除患者相关的偏差。在评估试验、系统评价和荟萃分析中的偏差可能性时,应尽可能考虑此类排除的程度。理想情况下,试验、系统评价和荟萃分析应基于所有随机分组的患者。