Lipton Shira, Boyd Elizabeth A, Bero Lisa A
University of California, Los Angeles, Los Angeles, CA, USA.
Account Res. 2004 Apr-Jun;11(2):83-102. doi: 10.1080/03050620490512241.
Few studies have examined academic researchers' understandings or attitudes toward conflict of interest policies even though these understandings and attitudes represent a crucial component of both compliance and educational efforts. This study reports the results of a large-scale, cross-sectional survey of research faculty at the nine campuses of the University of California regarding their understandings of and attitudes toward campus conflict of interest policies. We gathered information on their general assessments of investigators with financial ties to industry sponsors and reactions to the process of implementing conflict of interest policies at their respective campuses. We surveyed 1,971 faculty members from the nine-campus University of California system and had 779 responses (39% response rate). The sampled faculty were in the ten departments with the most number of financial disclosures at each campus. We utilized the WebSurveyor software to create a secure, online, 21-item survey. Our study reveals faculty with complex, sometimes contradictory, feelings about academic-industry relationships and highlights perceived gaps in policy and process. Most respondents were concerned about unlimited financial relationships, but a sizable number also viewed campus policies as irrelevant. Some expressed considerable anger over the process of policy implementation, rejecting the policies on the basis of professional and individual self-determination and moral integrity. Our study suggests the need for renewed efforts to encourage awareness of the relevance of conflict of interest policies for all faculty, new efforts to increase understanding of the situational nature of conflicts of interest, and reexamination of the processes of policy implementation at the campus level.
尽管学术研究人员对利益冲突政策的理解和态度是合规与教育工作的关键组成部分,但很少有研究对此进行考察。本研究报告了一项针对加利福尼亚大学九个校区研究人员的大规模横断面调查结果,内容涉及他们对校园利益冲突政策的理解和态度。我们收集了他们对与行业赞助商存在经济关联的研究人员的总体评价,以及对各自校区实施利益冲突政策过程的反应。我们对加利福尼亚大学系统九个校区的1971名教职员工进行了调查,共收到779份回复(回复率为39%)。抽样的教职员工来自各校区财务披露数量最多的十个系。我们利用WebSurveyor软件创建了一个包含21个项目的安全在线调查问卷。我们的研究揭示了教职员工对学术-产业关系有着复杂、有时甚至相互矛盾的感受,并突出了政策和流程方面存在的明显差距。大多数受访者担心无限制的经济关系,但也有相当一部分人认为校园政策无关紧要。一些人对政策实施过程表示相当愤怒,基于职业和个人自主以及道德操守而拒绝这些政策。我们的研究表明,需要重新努力鼓励所有教职员工认识到利益冲突政策的相关性,做出新的努力以增进对利益冲突情境本质的理解,并重新审视校园层面的政策实施过程。