Rössler Norbert, Kotsis Konstantinos, Staemmler Volker
Lehrstuhl für Theoretische Chemie, Ruhr-Universität Bochum, 44780 Bochum, Germany.
Phys Chem Chem Phys. 2006 Feb 14;8(6):697-706. doi: 10.1039/b512379h. Epub 2005 Nov 23.
The Zn 2s and 2p core level binding energies of ZnO and a few Zn oxo compounds containing Zn in its oxidation state +2 were calculated by means of wave function based quantum chemical ab initio methods. The computations were performed at two levels of approximation. First, Hartree-Fock calculations were carried out for the ground state of the neutral systems yielding the "initial state" effects, i.e. the shifts of the core level binding energies due to the changes in the chemical environment of the Zn atom under consideration (Koopmans' theorem level, KT). In the second step, Hartree-Fock calculations were performed for the core ionized states in order to account for the relaxation effects after ionization, i.e. for the "final state" effects (DeltaSCF level). Scalar relativistic corrections and spin-orbit coupling were included in a "spin-orbit-coupling configuration interaction" (SOC-CI) treatment both at the KT and DeltaSCF levels. In all Zn oxo compounds (Zn(4)O(formate)(6), Zn(4)O(acetate)(6) and several ZnO cubanes) small negative initial state shifts between -1.0 and 0.0 eV (relative to the free Zn atom) were found which are caused by the negative charges at the surrounding O atoms. The relaxation effects vary between -1.0 and -0.5 eV, such that the calculated total shifts are moderately negative (-1.5 to -0.5 eV). Embedded ZnO clusters of increasing size, ranging from Zn(13)O(4) to Zn(69)O(38), were used as models for bulk ZnO, the Zn 2s and 2p core level shifts calculated for these clusters being extrapolated to infinite cluster size. The calculations show that bulk ZnO has a rather large negative initial state shift of -2.1 +/- 0.1 eV, due to the Madelung potential at the Zn atom, and a comparatively small relaxation contribution of -1.0 +/- 0.1 eV. This yields a total shift of -3.1 +/- 0.2 eV (both for 2s and 2p, relative to atomic Zn), which is in very good agreement with experiment, -2.9 +/- 0.2 eV. The surprising experimental observation that the Zn 2s and 2p XPS peak positions are nearly identical in Zn metal and ZnO is explained by the fact that the sum of initial and final state effects is accidentally the same for the two systems though the individual contributions differ quite significantly: the initial and final state shifts amount to +2.4 and -5.1 eV for Zn metal vs.-2.1 and -1.0 eV for ZnO.
采用基于波函数的量子化学从头算方法,计算了ZnO以及一些氧化态为+2的含锌氧基化合物中Zn的2s和2p芯能级结合能。计算在两个近似水平上进行。首先,对中性体系的基态进行Hartree-Fock计算,得到“初始态”效应,即由于所考虑的Zn原子化学环境变化导致的芯能级结合能的位移(Koopmans定理水平,KT)。第二步,对芯电离态进行Hartree-Fock计算,以考虑电离后的弛豫效应,即“终态”效应(DeltaSCF水平)。在KT和DeltaSCF水平上,标量相对论校正和自旋轨道耦合都包含在“自旋轨道耦合组态相互作用”(SOC-CI)处理中。在所有的锌氧基化合物(Zn(4)O(甲酸酯)(6)、Zn(4)O(乙酸酯)(6)和几种ZnO立方烷)中,发现相对于自由Zn原子,初始态位移在-1.0至0.0 eV之间为小的负位移,这是由周围O原子上的负电荷引起的。弛豫效应在-1.0至-0.5 eV之间变化,使得计算得到的总位移为中等程度的负值(-1.5至-0.5 eV)。使用从Zn(13)O(4)到Zn(69)O(38)尺寸不断增大的嵌入ZnO团簇作为块状ZnO的模型,将为这些团簇计算的Zn 2s和2p芯能级位移外推到无限大的团簇尺寸。计算表明,由于Zn原子处的马德隆势,块状ZnO具有相当大的-2.1±0.1 eV的负初始态位移,以及相对较小的-1.0±0.1 eV的弛豫贡献。这产生了-3.1±0.2 eV的总位移(对于2s和2p,相对于原子Zn),这与实验值-2.9±0.2 eV非常吻合。令人惊讶的实验观察结果是,Zn金属和ZnO中Zn的2s和2p XPS峰位置几乎相同,这可以解释为尽管两个体系的个体贡献差异很大,但初始态和终态效应的总和偶然相同:Zn金属的初始态和终态位移分别为+2.4和-5.1 eV,而ZnO的为-2.1和-1.0 eV。