Jensen John, Pedersen Marianne Bruus
The National Environmental Research Institute, Department of Terrestrial Ecology, Silkeborg, Denmark.
Rev Environ Contam Toxicol. 2006;186:73-105. doi: 10.1007/0-387-32883-1_3.
This review has described three cases of ecological risk assessment. The cases include two heavy metals (Cu and Zn) and an anthropogenic organic chemical (DDT). It concludes that there are at least two major constraints hampering the use of laboratory tests to predict effects under natural field conditions. One key issue is bioavailability, and another is suboptimal conditions or multiple stresses in the field such as climatic stress (drought, frost), predators, competition, or food shortage. On the basis of the presented case studies, it was possible to answer three essential questions often raised in connection to ecological risk assessment of contaminated sites. 1. To what extend does soil screening level (SSL) estimate the risk? The SSL are generally derived at levels corresponding to the lowest observed effect levels in laboratory studies, which often is close to the background levels found in many soils. In the cases of zinc and especially DDT, the SSL seemed quite conservative, whereas for copper they resemble the level at which changes in the community structure of soil microarthropods and the plant community have been observed at contaminated sites. The SSL correspond as a whole relatively well with concentrations where no effects or only minor effects were observed in controlled field studies. However, large variation in field surveys can often make it difficult to conclude to what extent the SSL corresponded to no-effect levels in the field. 2. Do bioassays represent a more realistic risk estimate? Here, there is no firm conclusion. The zinc study in UK showed a better relationship between the outcome of ex situ bioassays and field observations than the SSL. The latter overestimated the risk compared to field observations. However, this would be species dependent, as the sensitivity to metals may vary considerably between recognized test species, even within the same group of organisms, such as Folsomia candida and Folsomia fimetaria or Eisenia fetida and Lumbricus sp. Furthermore, it was demonstrated that bioassays were not useful for predicting general species diversity in the field as they are strongly influenced by natural variation and other factors not related to contamination. In the case of copper, bioassays with springtails and black bindweed seemed to underestimate the risk compared to the Cu concentrations at which significant changes in the community structure of soil microarthropods and plants have been observed at the contaminated site, and this was also the case for the DDT-contaminated soils. Here, bioassays with DDT-contaminated soils showed generally very low toxicity, with EC10 values considerably higher than the levels where clear effects on single species as well as community structure have been detected in the present field study. 3. Is it possible to make sound field surveys or do we lack suitable reference situations? Large natural variation caused by other factors than contaminants were observed in most cases, and this may have particularly hampered the conclusions made in the field surveys. These factors included pH, private and military traffic, age of vegetation, shading effects, and variations in light insensitivity as well as quantity and quality of organic matter. It was therefore concluded that field studies should always be interpreted in concert with similar data from a reference situation. Conclusions should therefore be made with caution in situations where important soil conditions vary between control plots and the contaminated sites. The cases also showed that indices focusing on species richness were unreliable. Estimates of evenness or dominance were recommended instead, and most authors concluded that multivariate analysis of community structure was a sensitive and useful method superior to single-species field data. This review concludes that there is a need for a tiered approach in ecological risk assessment of contaminated soils. Generic soil screening levels are needed as a first tier. Higher tiers of ecological risk assessment should, however, contain some kind of site-specific assessment. It is furthermore important to organize the various studies in a framework or decision support system that is transparent and useful for all stakeholders. A weight of evidence approach may be an obvious choice to deal with these uncertainties. The TRIAD approach, which incorporates and categorizes information in a triangle - chemistry, toxicology, and ecology - is an appropriate tool for handling conceptual uncertainties.
本综述描述了三个生态风险评估案例。这些案例包括两种重金属(铜和锌)以及一种人为有机化学品(滴滴涕)。研究得出结论,至少有两个主要限制因素阻碍了利用实验室测试来预测自然野外条件下的影响。一个关键问题是生物有效性,另一个是野外的次优条件或多种压力,如气候压力(干旱、霜冻)、捕食者、竞争或食物短缺。基于所呈现的案例研究,有可能回答与污染场地生态风险评估相关的三个基本问题。1. 土壤筛选水平(SSL)在多大程度上估计了风险?SSL通常是在与实验室研究中观察到的最低效应水平相对应的水平上得出的,而这一水平往往接近许多土壤中的背景水平。在锌尤其是滴滴涕的案例中,SSL似乎相当保守,而对于铜,它们类似于在污染场地观察到土壤微型节肢动物群落结构和植物群落发生变化的水平。SSL总体上与在受控野外研究中未观察到影响或仅观察到轻微影响的浓度相对较好地对应。然而,野外调查中的巨大差异往往使得难以确定SSL在多大程度上与野外的无效应水平相对应。2. 生物测定是否代表更现实的风险估计?在此,尚无确凿结论。英国的锌研究表明,与SSL相比,异位生物测定结果与野外观察之间的关系更好。与野外观察相比,后者高估了风险。然而,这将取决于物种,因为即使在同一类生物体中,如念珠寡节蚁和粪寡节蚁或赤子爱胜蚓和蚯蚓属,公认的测试物种对金属的敏感性也可能有很大差异。此外,已证明生物测定对于预测野外的一般物种多样性并无用处,因为它们受到自然变异和其他与污染无关的因素的强烈影响。在铜的案例中,与在污染场地观察到土壤微型节肢动物和植物群落结构发生显著变化时的铜浓度相比,用跳虫和黑藜进行的生物测定似乎低估了风险,滴滴涕污染土壤的情况也是如此。在这里,用滴滴涕污染土壤进行的生物测定通常显示毒性很低,其EC10值大大高于在本野外研究中检测到对单一物种以及群落结构有明显影响的水平。3. 是否有可能进行可靠的野外调查,还是我们缺乏合适的参考情况?在大多数情况下,观察到了由污染物以外的其他因素引起的巨大自然变异,这可能特别妨碍了野外调查得出的结论。这些因素包括pH值、私人和军事交通、植被年龄、遮荫效应、光不敏感性变化以及有机物质的数量和质量。因此得出结论,野外研究应始终与来自参考情况的类似数据一起进行解释。因此,在对照地块和污染场地之间重要土壤条件不同的情况下,应谨慎得出结论。这些案例还表明,关注物种丰富度的指数不可靠。建议转而采用均匀度或优势度估计,并且大多数作者得出结论,群落结构的多变量分析是一种比单物种野外数据更敏感和有用的方法。本综述得出结论,在污染土壤的生态风险评估中需要采用分层方法。需要通用土壤筛选水平作为第一层。然而,更高层次的生态风险评估应包含某种特定场地评估。此外,在一个对所有利益相关者透明且有用的框架或决策支持系统中组织各种研究也很重要。证据权重法可能是应对这些不确定性的一个明显选择。TRIAD方法,即将信息纳入并分类到一个三角形——化学、毒理学和生态学——中,是处理概念性不确定性的合适工具。