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论生态学谬误、因变量选择不当导致的评估误差以及聚集对流行病学研究结果的影响。

On ecological fallacy, assessment errors stemming from misguided variable selection, and the effect of aggregation on the outcome of epidemiological study.

作者信息

Portnov Boris A, Dubnov Jonathan, Barchana Micha

机构信息

Department of Natural Resources & Environmental Management, University of Haifa, Haifa, Israel.

出版信息

J Expo Sci Environ Epidemiol. 2007 Jan;17(1):106-21. doi: 10.1038/sj.jes.7500533. Epub 2006 Oct 11.

DOI:10.1038/sj.jes.7500533
PMID:17033679
Abstract

In social and environmental sciences, ecological fallacy is an incorrect assumption about an individual based on aggregate data for a group. In the present study, the validity of this assumption was tested using both individual estimates of exposure to air pollution and aggregate data for 1,492 schoolchildren living in the in vicinity of a major coal-fired power station in the Hadera region of Israel. In 1996 and 1999, the children underwent subsequent pulmonary function tests (PFT), and their parents completed a detailed questionnaire on their health status and housing conditions. The association between children's PFT results and their exposure to air pollution was investigated in two phases. During the first phase, PFT averages were compared with average levels of air pollution detected in townships, and small census areas in which the children reside. During the second phase, individual pollution estimates were compared with individual PFT results, and pattern detection techniques (Getis-Ord statistic) were used to investigate the spatial data structure. While different levels of areal data aggregation changed the results only marginally, the choice of indices measuring the children's PFT performance had a significant influence on the outcome of the analysis. As argued, differences between individual-level and group-level effects of exposure (i.e., ecological or cross-level bias) are not necessary outcomes of data aggregation, and that seemingly unexpected results may often stem from a misguided selection of variables chosen to measure health effects. The implications of the results of the analysis for epidemiological studies are discussed, and recommendations for public health policy are formulated.

摘要

在社会和环境科学中,生态谬误是基于群体的汇总数据对个体做出的错误假设。在本研究中,使用对空气污染暴露的个体估计以及居住在以色列哈代拉地区一座大型燃煤发电站附近的1492名学童的汇总数据,对这一假设的有效性进行了检验。1996年和1999年,这些儿童接受了后续的肺功能测试(PFT),他们的父母填写了一份关于其健康状况和住房条件的详细问卷。分两个阶段研究了儿童肺功能测试结果与空气污染暴露之间的关联。在第一阶段,将肺功能测试平均值与在儿童居住的城镇和小普查区域检测到的空气污染平均水平进行比较。在第二阶段,将个体污染估计值与个体肺功能测试结果进行比较,并使用模式检测技术(Getis-Ord统计量)研究空间数据结构。虽然不同程度的区域数据汇总仅使结果略有变化,但测量儿童肺功能测试表现的指标选择对分析结果有重大影响。如前所述,暴露的个体水平和群体水平效应之间的差异(即生态或跨水平偏差)并非数据汇总的必然结果,看似意外的结果往往可能源于为测量健康效应而选择的变量的错误选择。讨论了分析结果对流行病学研究的影响,并制定了公共卫生政策建议。

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