Arveson William
Department of Mathematics, University of California, Berkeley, CA 94720, USA.
Proc Natl Acad Sci U S A. 2007 Jan 23;104(4):1152-8. doi: 10.1073/pnas.0605367104. Epub 2007 Jan 17.
Let X={lambda1, ..., lambdaN} be a finite set of complex numbers, and let A be a normal operator with spectrum X that acts on a separable Hilbert space H. Relative to a fixed orthonormal basis e1, e2, ... for H, A gives rise to a matrix whose diagonal is a sequence d=(d1, d2, ...) with the property that each of its terms dn belongs to the convex hull of X. Not all sequences with that property can arise as the diagonal of a normal operator with spectrum X. The case where X is a set of real numbers has received a great deal of attention over the years and is reasonably well (though incompletely) understood. In this work we take up the case in which X is the set of vertices of a convex polygon in . The critical sequences d turn out to be those that accumulate rapidly in X in the sense that Sigmainfinityn=1 dist(dn, X)<infinity. We show that there is an abelian group GammaX, a quotient of R2 by a countable subgroup with concrete arithmetic properties, and a subjective mapping of such sequences d-->s(d)E GammaX with the following property: If s(d) not equal 0, then d is not the diagonal of any such operator A. We also show that while this is the only obstruction when N=2, there are other (as yet unknown) obstructions when N=3.
设(X = { \lambda_1, \ldots, \lambda_N })是一个复数的有限集,(A)是一个作用在可分希尔伯特空间(H)上且谱为(X)的正规算子。相对于(H)的一个固定正交基(e_1, e_2, \ldots),(A)产生一个矩阵,其对角线是一个序列(d = (d_1, d_2, \ldots)),具有这样的性质:它的每一项(d_n)都属于(X)的凸包。并非所有具有该性质的序列都能作为谱为(X)的正规算子的对角线出现。多年来,(X)是实数集的情况受到了大量关注,并且得到了相当好(尽管不完整)的理解。在这项工作中,我们处理(X)是(\mathbb{R}^2)中凸多边形顶点集的情况。关键序列(d)结果是那些在(X)中快速积累的序列,即(\sum_{n = 1}^{\infty} \text{dist}(d_n, X) < \infty)。我们表明存在一个阿贝尔群(\Gamma_X),它是(\mathbb{R}^2)除以一个具有具体算术性质的可数子群的商,以及一个从这样的序列(d)到(\Gamma_X)中的(s(d))的满射映射,具有以下性质:如果(s(d) \neq 0),那么(d)不是任何这样的算子(A)的对角线。我们还表明,虽然当(N = 2)时这是唯一的障碍,但当(N = 3)时存在其他(尚未知晓的)障碍。