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旧石器时代中期和晚期的投掷行为:基于肱骨后倾分析的推断

Throwing in the Middle and Upper Paleolithic: inferences from an analysis of humeral retroversion.

作者信息

Rhodes Jill A, Churchill Steven E

机构信息

Department of Anthropology, Bryn Mawr College, Bryn Mawr, PA 19010, USA.

出版信息

J Hum Evol. 2009 Jan;56(1):1-10. doi: 10.1016/j.jhevol.2008.08.022. Epub 2008 Nov 11.

Abstract

When in evolutionary history did long-range projectile weapons become an important component of hunting toolkits? The archeological evidence for the development of projectile weaponry is complex and generally indirect, and has led to different conclusions about the origin and spread of this technology. Lithic evidence from the Middle Stone Age (MSA) has led some researchers to suggest that true long- range projectile weaponry developed in Africa perhaps as early as 80,000 years ago, and was part of the subsistence toolkit carried by modern humans who expanded out of Africa after 50,000 years ago. Alternatively, temporal patterns in the morphology of pointed lithics has led others to posit an independent, convergent origin of projectile weaponry in Africa, the Near East, and Europe during the interval between 50,000-40,000 years ago. By either scenario, projectile weapons would not have been a component of the hunting arsenal of Neandertals, but may have been in use by European early modern humans and thus, projectile technology may have entered into the competitive dynamics that existed between these two groups. The origins of projectile weapons can be addressed, in part, through analyses of the skeletal remains of the prehistoric humans who made and used them. Habitual behavior patterns--including those related to the production and use of technology--can be imprinted on the skeleton through both genetic and epigenetic pathways. Recent studies in the field of sports medicine indicate that individuals who engage in habitual throwing have increased humeral retroversion angles in their throwing arms and a greater degree of bilateral asymmetry in retroversion angles than do non-throwers. This contribution investigates humeral torsion through analysis of the retroversion angle in samples of Eurasian Neandertals, European early modern humans of the middle and late Upper Paleolithic, and comparative samples of recent humans. This analysis was conducted under the assumption that if throwing-based projectile weaponry was used by early modern Europeans but not Neandertals, Upper Paleolithic samples should be similar to recent human groups engaged in habitual throwing in the degree of humeral retroversion in the dominant limb and in bilateral asymmetry in this feature. Neandertals on the other hand, would not be expected to show marked asymmetry in humeral retroversion. Consistent with other studies, Neandertals exhibit increased retroversion angles (decreased humeral torsion or a more posteriorly oriented humeral head) relative to most modern human samples, although this appears more likely related to body form and overall activity levels than to habitual throwing. Although Neandertals with bilaterally preserved humeri sufficient for measurement are rare (consisting of only two males and one female), levels of bilateral asymmetry in humeral retroversion are low, suggesting a lack of regular throwing. While patterning across fossil and comparative samples in levels of humeral retroversion was not clear cut, males of both the middle and late Upper Paleolithic demonstrate a high level of bilateral asymmetry, comparable to or in excess of that seen in samples of throwing athletes. This may indicate habitual use of throwing-based projectile weaponry by middle Upper Paleolithic times. Small sample sizes and relatively great variance in the fossil samples makes these results, however, suggestive rather than conclusive.

摘要

在进化史上,远程投射武器是何时成为狩猎工具包的重要组成部分的?投射武器发展的考古证据复杂且通常间接,这导致了关于该技术起源和传播的不同结论。来自中石器时代(MSA)的石器证据使一些研究人员认为,真正的远程投射武器可能早在8万年前就在非洲发展起来,并且是5万年前之后从非洲扩张出去的现代人类所携带的生存工具包的一部分。或者,尖状石器形态的时间模式使其他人认为,投射武器在5万至4万年前的这一时期在非洲、近东和欧洲独立地、趋同地起源。无论哪种情况,投射武器都不会是尼安德特人狩猎武器库的一部分,但可能已被欧洲早期现代人类使用,因此,投射技术可能已经进入了这两组人之间存在的竞争动态。投射武器的起源可以部分地通过对制造和使用它们的史前人类骨骼遗骸的分析来解决。习惯性行为模式——包括与技术生产和使用相关的那些模式——可以通过遗传和表观遗传途径印刻在骨骼上。运动医学领域的最新研究表明,习惯性投掷的个体其投掷手臂的肱骨后倾角度增加,并且后倾角度的双侧不对称程度比非投掷者更大。本研究通过分析欧亚尼安德特人、旧石器时代中晚期的欧洲早期现代人类样本以及现代人类的比较样本中的后倾角度来研究肱骨扭转。该分析是基于这样的假设进行的:如果早期现代欧洲人使用基于投掷的投射武器而尼安德特人不使用,那么旧石器时代晚期的样本在优势肢体的肱骨后倾程度和该特征的双侧不对称程度上应该与习惯性投掷的现代人类群体相似。另一方面,预计尼安德特人的肱骨后倾不会表现出明显的不对称。与其他研究一致,相对于大多数现代人类样本,尼安德特人的后倾角度增加(肱骨扭转减少或肱骨头更向后),尽管这似乎更可能与身体形态和整体活动水平有关,而不是与习惯性投掷有关。虽然双侧肱骨保存完好足以进行测量的尼安德特人很罕见(仅由两名男性和一名女性组成),但肱骨后倾的双侧不对称水平较低,表明缺乏常规投掷。虽然化石样本和比较样本中肱骨后倾水平的模式并不清晰,但旧石器时代中晚期的男性都表现出高度的双侧不对称,与投掷运动员样本中所见的相当或超过该水平。然而,由于化石样本的样本量小且方差相对较大,这些结果只是具有启发性而非决定性。

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