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提交给美国食品药品监督管理局的药物试验中的报告偏倚:发表与呈现情况综述

Reporting bias in drug trials submitted to the Food and Drug Administration: review of publication and presentation.

作者信息

Rising Kristin, Bacchetti Peter, Bero Lisa

机构信息

School of Medicine, University of California San Francisco, San Francisco, California, USA.

出版信息

PLoS Med. 2008 Nov 25;5(11):e217; discussion e217. doi: 10.1371/journal.pmed.0050217.

Abstract

BACKGROUND

Previous studies of drug trials submitted to regulatory authorities have documented selective reporting of both entire trials and favorable results. The objective of this study is to determine the publication rate of efficacy trials submitted to the Food and Drug Administration (FDA) in approved New Drug Applications (NDAs) and to compare the trial characteristics as reported by the FDA with those reported in publications.

METHODS AND FINDINGS

This is an observational study of all efficacy trials found in approved NDAs for New Molecular Entities (NMEs) from 2001 to 2002 inclusive and all published clinical trials corresponding to the trials within the NDAs. For each trial included in the NDA, we assessed its publication status, primary outcome(s) reported and their statistical significance, and conclusions. Seventy-eight percent (128/164) of efficacy trials contained in FDA reviews of NDAs were published. In a multivariate model, trials with favorable primary outcomes (OR = 4.7, 95% confidence interval [CI] 1.33-17.1, p = 0.018) and active controls (OR = 3.4, 95% CI 1.02-11.2, p = 0.047) were more likely to be published. Forty-one primary outcomes from the NDAs were omitted from the papers. Papers included 155 outcomes that were in the NDAs, 15 additional outcomes that favored the test drug, and two other neutral or unknown additional outcomes. Excluding outcomes with unknown significance, there were 43 outcomes in the NDAs that did not favor the NDA drug. Of these, 20 (47%) were not included in the papers. The statistical significance of five of the remaining 23 outcomes (22%) changed between the NDA and the paper, with four changing to favor the test drug in the paper (p = 0.38). Excluding unknowns, 99 conclusions were provided in both NDAs and papers, nine conclusions (9%) changed from the FDA review of the NDA to the paper, and all nine did so to favor the test drug (100%, 95% CI 72%-100%, p = 0.0039).

CONCLUSIONS

Many trials were still not published 5 y after FDA approval. Discrepancies between the trial information reviewed by the FDA and information found in published trials tended to lead to more favorable presentations of the NDA drugs in the publications. Thus, the information that is readily available in the scientific literature to health care professionals is incomplete and potentially biased.

摘要

背景

先前提交给监管机构的药物试验研究记录了整个试验及有利结果的选择性报告情况。本研究的目的是确定提交给美国食品药品监督管理局(FDA)的新药申请(NDA)中疗效试验的发表率,并比较FDA报告的试验特征与出版物中报告的试验特征。

方法与结果

这是一项观察性研究,研究对象为2001年至2002年(含)获批的新分子实体(NME)的NDA中所有疗效试验,以及与NDA中的试验相对应的所有已发表的临床试验。对于NDA中包含的每个试验,我们评估其发表状态、报告的主要结局及其统计学意义,以及结论。FDA对NDA的审评中包含的疗效试验有78%(128/164)已发表。在多变量模型中,主要结局有利的试验(比值比[OR]=4.7,95%置信区间[CI]1.33 - 17.1,p = 0.018)和采用活性对照的试验(OR = 3.4,95%CI 1.02 - 11.2,p = 0.047)更有可能发表。论文遗漏了NDA中的41个主要结局。论文包含了NDA中的155个结局、另外15个有利于试验药物的结局以及另外2个中性或未知的结局。排除意义未知的结局后,NDA中有43个结局对NDA药物不利。其中,20个(47%)未包含在论文中。其余23个结局中有5个(22%)在NDA和论文之间的统计学意义发生了变化,其中4个在论文中变为有利于试验药物(p = 0.38)。排除未知情况后,NDA和论文中均提供了99条结论,9条结论(9%)从FDA对NDA的审评变为论文中的结论,且所有9条结论均变为有利于试验药物(100%,95%CI 72% - 100%,p = 0.0039)。

结论

FDA批准5年后,许多试验仍未发表。FDA审评的试验信息与已发表试验中发现的信息之间的差异往往导致出版物中对NDA药物的呈现更为有利。因此,医疗保健专业人员在科学文献中容易获取的信息是不完整的,且可能存在偏差。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/34f9/2586350/309b09ce3bb2/pmed.0050217.g001.jpg

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