Bennett A O Maxwell
Brain and Mind Research Institute, University of Sydney, NSW, Australia.
Aust N Z J Psychiatry. 2009 Apr;43(4):289-99. doi: 10.1080/00048670902721137.
The McNaughton rules for determining whether a person can be successfully defended on the grounds of mental incompetence were determined by a committee of the House of Lords in 1843. They arose as a consequence of the trial of Daniel McNaughton for the killing of Prime Minister Sir Robert Peel's secretary. In retrospect it is clear that McNaughton suffered from schizophrenia. The successful defence of McNaughton on the grounds of mental incompetence by his advocate Sir Alexander Cockburn involved a profound shift in the criteria for such a defence, and was largely based on the then recently published 'scientific' thesis of the great US psychiatrist Isaac Ray, entitled 'A treatise on the medical jurisprudence of insanity'. Subsequent discussion of this defence in the House of Lords led to the McNaughton rules, still the basis of the defence of mental incompetence in the courts of much of the English-speaking world. This essay argues that the rules need to be reconsidered in the light of the discoveries of cognitive neuroscience made during the 160 years since Ray's treatise. It is shown, for instance, how the conflation of 'the power of self-control' with 'irresistible impulse' by Cockburn is not supported by cognitive neuroscience because these are separate capacities requiring normal activity in distinct brain structures for their expression. In this way cognitive neuroscience assists in distinguishing between different capacities. It is further shown that failure of appropriate restraint in the expression of a capacity can be related to failure of synapses in particular parts of the brain. This raises the question as to what level of synaptic loss will the legislature and the courts rule as sufficient for a subject to be no longer held responsible for their lack of restraint.
1843年,上议院委员会确定了麦克诺顿规则,该规则用于判定一个人是否能以精神不健全为由成功进行辩护。这些规则源于丹尼尔·麦克诺顿因谋杀首相罗伯特·皮尔爵士的秘书而受审的案件。回顾起来,很明显麦克诺顿患有精神分裂症。其辩护人亚历山大·科伯恩爵士以精神不健全为由成功为麦克诺顿辩护,这导致了此类辩护标准的深刻转变,并且很大程度上基于当时美国著名精神病学家艾萨克·雷最近发表的名为《论精神错乱的法医学》的 “科学” 论文。随后上议院对此辩护进行的讨论产生了麦克诺顿规则,该规则至今仍是英语世界大部分地区法院进行精神不健全辩护的基础。本文认为,鉴于自雷的论文发表后的160年间认知神经科学的发现,这些规则需要重新审视。例如,文中指出,科伯恩将 “自我控制能力” 与 “不可抗拒的冲动” 混为一谈的观点并不为认知神经科学所支持,因为这些是不同的能力,它们的表现需要不同脑结构中的正常活动。通过这种方式,认知神经科学有助于区分不同的能力。文章还进一步指出,一种能力表达中适当约束的失败可能与大脑特定部位的突触功能障碍有关。这就引出了一个问题:立法机构和法院会将何种程度的突触丧失判定为足以使一个人不再为其缺乏约束负责。