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未经评估,不得进行手术创新:IDEAL 建议

No surgical innovation without evaluation: the IDEAL recommendations.

作者信息

McCulloch Peter, Altman Douglas G, Campbell W Bruce, Flum David R, Glasziou Paul, Marshall John C, Nicholl Jon, Aronson Jeffrey K, Barkun Jeffrey S, Blazeby Jane M, Boutron Isabell C, Campbell W Bruce, Clavien Pierre-Alain, Cook Jonathan A, Ergina Patrick L, Feldman Liane S, Flum David R, Maddern Guy J, Nicholl Jon, Reeves Bournaby C, Seiler Christoph M, Strasberg Steven M, Meakins Jonathan L, Ashby Deborah, Black Nick, Bunker John, Burton Martin, Campbell Marion, Chalkidou Kalipso, Chalmers Iain, de Leval Marc, Deeks Jon, Ergina Patrick L, Grant Adrian, Gray Muir, Greenhalgh Roger, Jenicek Milos, Kehoe Sean, Lilford Richard, Littlejohns Peter, Loke Yoon, Madhock Rajan, McPherson Kim, Meakins Jonathan, Rothwell Peter, Summerskill Bill, Taggart David, Tekkis Parris, Thompson Matthew, Treasure Tom, Trohler Ulrich, Vandenbroucke Jan

机构信息

Nuffield Department of Surgery, University of Oxford, Oxford, UK.

出版信息

Lancet. 2009 Sep 26;374(9695):1105-12. doi: 10.1016/S0140-6736(09)61116-8.

Abstract

Surgery and other invasive therapies are complex interventions, the assessment of which is challenged by factors that depend on operator, team, and setting, such as learning curves, quality variations, and perception of equipoise. We propose recommendations for the assessment of surgery based on a five-stage description of the surgical development process. We also encourage the widespread use of prospective databases and registries. Reports of new techniques should be registered as a professional duty, anonymously if necessary when outcomes are adverse. Case series studies should be replaced by prospective development studies for early technical modifications and by prospective research databases for later pre-trial evaluation. Protocols for these studies should be registered publicly. Statistical process control techniques can be useful in both early and late assessment. Randomised trials should be used whenever possible to investigate efficacy, but adequate pre-trial data are essential to allow power calculations, clarify the definition and indications of the intervention, and develop quality measures. Difficulties in doing randomised clinical trials should be addressed by measures to evaluate learning curves and alleviate equipoise problems. Alternative prospective designs, such as interrupted time series studies, should be used when randomised trials are not feasible. Established procedures should be monitored with prospective databases to analyse outcome variations and to identify late and rare events. Achievement of improved design, conduct, and reporting of surgical research will need concerted action by editors, funders of health care and research, regulatory bodies, and professional societies.

摘要

手术及其他侵入性治疗是复杂的干预措施,其评估受到多种因素的挑战,这些因素取决于操作者、团队和环境,如学习曲线、质量差异和对平衡的认知。我们基于手术发展过程的五阶段描述,提出手术评估的建议。我们还鼓励广泛使用前瞻性数据库和登记处。新技术报告应作为一项专业职责进行登记,若结果不利,必要时可匿名登记。病例系列研究应被前瞻性发展研究取代,用于早期技术改进,后期预试验评估则应使用前瞻性研究数据库。这些研究的方案应公开登记。统计过程控制技术在早期和后期评估中均可能有用。只要有可能,就应使用随机试验来研究疗效,但充分的预试验数据对于进行功效计算、明确干预的定义和适应症以及制定质量衡量标准至关重要。进行随机临床试验时遇到的困难应通过评估学习曲线和缓解平衡问题的措施来解决。当随机试验不可行时,应使用替代的前瞻性设计,如中断时间序列研究。应使用前瞻性数据库监测既定程序,以分析结果差异并识别晚期和罕见事件。实现手术研究设计、实施和报告的改进需要编辑、医疗保健和研究资助者、监管机构以及专业协会共同采取行动。

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