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具有正态分布结果的多中心试验中的盲法样本量重新计算。

Blinded sample size recalculation in multicentre trials with normally distributed outcome.

作者信息

Jensen Katrin, Kieser Meinhard

机构信息

Institute of Medical Biometry and Informatics, Ruprecht-Karls University Heidelberg, Germany.

出版信息

Biom J. 2010 Jun;52(3):377-99. doi: 10.1002/bimj.200900114.

Abstract

The internal pilot study design enables to estimate nuisance parameters required for sample size calculation on the basis of data accumulated in an ongoing trial. By this, misspecifications made when determining the sample size in the planning phase can be corrected employing updated knowledge. According to regulatory guidelines, blindness of all personnel involved in the trial has to be preserved and the specified type I error rate has to be controlled when the internal pilot study design is applied. Especially in the late phase of drug development, most clinical studies are run in more than one centre. In these multicentre trials, one may have to deal with an unequal distribution of the patient numbers among the centres. Depending on the type of the analysis (weighted or unweighted), unequal centre sample sizes may lead to a substantial loss of power. Like the variance, the magnitude of imbalance is difficult to predict in the planning phase. We propose a blinded sample size recalculation procedure for the internal pilot study design in multicentre trials with normally distributed outcome and two balanced treatment groups that are analysed applying the weighted or the unweighted approach. The method addresses both uncertainty with respect to the variance of the endpoint and the extent of disparity of the centre sample sizes. The actual type I error rate as well as the expected power and sample size of the procedure is investigated in simulation studies. For the weighted analysis as well as for the unweighted analysis, the maximal type I error rate was not or only minimally exceeded. Furthermore, application of the proposed procedure led to an expected power that achieves the specified value in many cases and is throughout very close to it.

摘要

内部预试验设计能够根据正在进行的试验中积累的数据来估计样本量计算所需的干扰参数。借此,可以利用更新后的知识纠正规划阶段确定样本量时出现的错误设定。根据监管指南,在应用内部预试验设计时,必须保持参与试验的所有人员的盲态,并控制规定的I型错误率。特别是在药物研发的后期,大多数临床研究在多个中心进行。在这些多中心试验中,可能不得不应对各中心患者数量分布不均的情况。根据分析类型(加权或非加权),中心样本量不均可能导致效能大幅损失。与方差一样,不平衡的程度在规划阶段很难预测。我们针对具有正态分布结局且有两个平衡治疗组的多中心试验的内部预试验设计,提出了一种盲态样本量重新计算程序,该试验采用加权或非加权方法进行分析。该方法解决了终点方差的不确定性以及中心样本量差异程度的问题。在模拟研究中考察了该程序的实际I型错误率以及预期效能和样本量。对于加权分析和非加权分析,最大I型错误率未被超过或仅被略微超过。此外,应用所提出的程序在许多情况下会产生接近规定值的预期效能,并且总体上非常接近该值。

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