Department of Community Health and Epidemiology, Dalhousie University, Halifax, Nova Scotia, Canada.
Pharmacoeconomics. 2010;28(10):813-30. doi: 10.2165/11536150-000000000-00000.
Spurred by a desire to improve quality of care and to understand the relative value of medical treatments, there has been a recent surge of interest in publicly funded comparative effectiveness research (CER) in the US. As health technology assessment (HTA) shares some of the same goals as CER, and publicly funded HTA has been a feature within other industrialized countries for many years, a review of HTA activities in some of these countries can be a helpful source of information for the US debate. Informed by a literature review, and in two cases augmented by informant interviews, we reviewed the organization of HTA activities in five jurisdictions: Canada, Sweden, Scotland, the Netherlands and Australia. We provide a summary description of the healthcare system in each country as well as a description of the key features of their HTA bodies, with a particular focus on the processes of HTA for listing medications on public formularies. Four of the committees evaluating medications for formulary inclusion are funded by, but remain at arm's length from, the government (Canada, Australia, Sweden and Scotland), while the process is fully embedded within the government in the Netherlands. Each of these jurisdictions has a stated preference for comparative outcomes evidence from randomized controlled trials, but will, under certain circumstances, accept randomized evidence using surrogate markers, other comparators that are not directly relevant or non-randomized evidence. Health technology evaluation committees largely comprise health professionals, with public representatives included in the Canadian, Australian and Scottish committees. Scotland is the only one of the five jurisdictions reviewed to have industry representation on the evaluation committee. We identified seven characteristics that are shared across the jurisdictions reviewed and that potentially serve as insights for development of CER in the US: (i) the process must be responsive to stakeholders' interests, in that the turn-around time for assessments must be minimized, transparency must be maximized, the process must be considered fair using universally agreed standards and the process must be modifiable based on stakeholders' requirements; (ii) the assessment of medical technologies other than drugs may present different challenges and is managed separately in other HTA organizations; (iii) because of the link between HTA and reimbursement decisions, completion of the HTA process following regulatory approval can delay market access to new technologies, thus closer integration between regulatory approval and HTA processes is being explored internationally; (iv) there is a direct or indirect link to reimbursement in the jurisdictions explored - without this link the role of CER in the US will remain advisory; (v) each jurisdiction reviewed benefits from a single payer that is informed by the process - given the diverse multipayer environment in the US, CER in the US may usefully focus on generating comparative effectiveness evidence; (vi) a common metric for assessing intended and unintended effects of treatment allows comparison across different technologies; and (vii) one stated focus of CER is on therapeutic benefit among 'high-priority populations', including specific demographic groups (the elderly and children, racial and ethnic minorities) and individuals with disabilities, multiple chronic conditions and specific genomic factors. This will be difficult to achieve because epidemiological evidence of differences in therapeutic benefit among subgroups is detected through effect modification, or more specifically, statistical evidence of effect measure modification, typically on relative measures of effect. Few randomized trials have enough power to detect effect modification and these have been uncommon in the scientific literature. As consideration is given to the development of a publicly funded CER body in the US, much can be learned from the international experience. Nevertheless, there are some distinctive features of the US healthcare system that must be taken into account when assessing the transferability of these insights.
受提高医疗质量和了解医疗效果相对价值的愿望的推动,美国最近对公共资助的比较效果研究(CER)产生了浓厚的兴趣。由于健康技术评估(HTA)与 CER 有一些共同的目标,并且公共资助的 HTA 多年来一直是其他工业化国家的一个特征,因此,审查这些国家的 HTA 活动可以为美国的辩论提供有用的信息来源。我们通过文献回顾,并在两个案例中通过知情人访谈进行了补充,审查了五个司法管辖区的 HTA 活动的组织情况:加拿大、瑞典、苏格兰、荷兰和澳大利亚。我们对每个国家的医疗保健系统进行了简要描述,并描述了其 HTA 机构的主要特点,特别关注将药物列入公共处方的 HTA 流程。评估纳入处方的药物的四个委员会由政府资助,但与政府保持一定距离(加拿大、澳大利亚、瑞典和苏格兰),而在荷兰,该过程完全嵌入政府内部。这些司法管辖区都表示优先考虑来自随机对照试验的比较结果证据,但在某些情况下,会接受使用替代标志物、与直接相关或不相关的替代标志物或非随机证据的随机证据。卫生技术评估委员会主要由卫生专业人员组成,在加拿大、澳大利亚和苏格兰委员会中都有公众代表。苏格兰是五个受审查的司法管辖区中唯一一个在评估委员会中有行业代表的地区。我们确定了七个在受审查的司法管辖区中共同存在的特征,这些特征可能为美国 CER 的发展提供了一些见解:(i)该过程必须对利益相关者的利益做出反应,即评估的周转时间必须最小化,透明度必须最大化,必须使用普遍同意的标准来考虑过程的公平性,并且必须根据利益相关者的要求对过程进行修改;(ii)除药物以外的医疗技术的评估可能会带来不同的挑战,并且在其他 HTA 组织中会单独管理;(iii)由于 HTA 和报销决策之间存在联系,在监管批准后完成 HTA 流程可能会延迟新技术进入市场,因此国际上正在探索更紧密地整合监管批准和 HTA 流程;(iv)在受审查的司法管辖区中,与报销有直接或间接的联系-如果没有这种联系,CER 在美国的作用将仍然是咨询性的;(v)每个受审查的司法管辖区都受益于一个由该过程通知的单一支付者-考虑到美国多样化的多方支付环境,美国的 CER 可能会专注于生成比较效果证据;(vi)一种用于评估治疗的预期和非预期效果的共同衡量标准允许对不同的技术进行比较;以及(vii)CER 的一个明确重点是针对“高优先级人群”的治疗效果,包括特定的人口群体(老年人和儿童、种族和少数民族)以及残疾人士、患有多种慢性疾病和特定基因组因素的个人。这将很难实现,因为亚组治疗效果差异的流行病学证据是通过效应修饰检测到的,或者更具体地说,是通过相对效应测量的统计证据检测到的。很少有随机试验有足够的能力来检测效应修饰,而且这些证据在科学文献中也很少见。随着美国对公共资助的 CER 机构的发展的考虑,从国际经验中可以学到很多东西。然而,在评估这些见解的可转移性时,必须考虑到美国医疗保健系统的一些独特特征。