Zentner Annette, Velasco-Garrido Marcial, Busse Reinhard
Fachgebiet Management im Gesundheitswesen, Institut für Gesundheitswissenschaften, Fakultät VIII, Technische Universität Berlin, Berlin, Deutschland.
GMS Health Technol Assess. 2005 Nov 15;1:Doc09.
POLITICAL BACKGROUND: As a German novelty, the Institute for Quality and Efficiency in Health Care (Institut für Qualität und Wirtschaftlichkeit im Gesundheitswesen; IGWiG) was established in 2004 to, among other tasks, evaluate the benefit of pharmaceuticals. In this context it is of importance that patented pharmaceuticals are only excluded from the reference pricing system if they offer a therapeutic improvement. The institute is commissioned by the Federal Joint Committee (Gemeinsamer Bundesausschuss, G-BA) or by the Ministry of Health and Social Security. The German policy objective expressed by the latest health care reform (Gesetz zur Modernisierung der Gesetzlichen Krankenversicherung, GMG) is to base decisions on a scientific assessment of pharmaceuticals in comparison to already available treatments. However, procedures and methods are still to be established.
This health technology assessment (HTA) report was commissioned by the German Agency for HTA at the Institute for Medical Documentation and Information (DAHTA@DIMDI). It analysed criteria, procedures, and methods of comparative drug assessment in other EU-/OECD-countries. The research question was the following: How do national public institutions compare medicines in connection with pharmaceutical regulation, i.e. licensing, reimbursement and pricing of drugs? Institutions as well as documents concerning comparative drug evaluation (e.g. regulations, guidelines) were identified through internet, systematic literature, and hand searches. Publications were selected according to pre-defined inclusion and exclusion criteria. Documents were analysed in a qualitative matter following an analytic framework that had been developed in advance. Results were summarised narratively and presented in evidence tables.
Currently licensing agencies do not systematically assess a new drug's added value for patients and society. This is why many countries made post-licensing evaluation of pharmaceuticals a requirement for reimbursement or pricing decisions. Typically an explicitly designated drug review body is involved. In all eleven countries included (Austria, Australia, Canada, Switzerland, Finland, France, the Netherlands, Norway, New Zealand, Sweden, and the United Kingdom) a drug's therapeutic benefit in comparison to treatment alternatives is leading the evaluation. A medicine is classified as a therapeutic improvement if it demonstrates an improved benefit-/risk-profile compared to treatment alternatives. However, evidence of superiority to a relevant degree is requested. Health related quality of life is considered as the most appropriate criterion for a drug's added value from patients' perspective. Review bodies in Australia, New Zealand, and the United Kingdom have committed themselves to include this outcome measure whenever possible. Pharmacological or innovative characteristics (e.g. administration route, dosage regime, new acting principle) and other advantages (e.g. taste, appearance) are considered in about half of the countries. However, in most cases these aspects rank as second line criteria for a drug's added value. All countries except France and Switzerland perform a comparative pharmacoeconomic evaluation to analyse costs caused by a drug intervention in relation to its benefit (preferably by cost utility analysis). However, the question if a medicine is cost effective in relation to treatment alternatives is answered in a political and social context. A range of remarkably varying criteria are considered. Countries agree that randomised controlled head-to-head trials (head-to-head RCT) with a high degree of internal and external validity provide the most reliable and least biased evidence of a drug's relative treatment effects (as do systematic reviews and meta-analyses of these RCT). Final outcome parameters reflecting long-term treatment objectives (mortality, morbidity, quality of life) are preferred to surrogate parameters. Following the concept of community effectiveness, drug review institutions also explicitly favour RCT in a "natural" design, i.e. in daily routine and country specific care settings. The countries' requirements for pharmacoeconomic studies are similar despite some methodological inconsistencies, e.g. concerning cost calculation. Outcomes of clinical and pharmacoeconomic analyses are largely determined by the choice of comparator. Selecting an appropriate comparative treatment is therefore crucial. In theory, the best or most cost effective therapy is regarded as appropriate comparator for clinical and economic studies. Pragmatically however, institutions accept that the drug is compared to the treatment of daily routine or to the least expensive therapy. If a pharmaceutical offers several approved indications, in some countries all of them are assessed. Others only evaluate a drug's main indication. Canada is the only country which also considers a medicine's off-label use. It is well known that clinical trials and pharmacoeconomic studies directly comparing a drug with adequate competitors are lacking - in quantitative as well as in qualitative terms. This is specifically the case before or shortly after marketing authorisation. Yet there is the need to support reimbursement or pricing decisions by scientific evidence. In this situation review bodies are often forced to rely on observational studies or on other internally less valid data (including expert and consensus opinions). As a second option they use statistical approaches like indirect adjusted comparisons (in Australia and the United Kingdom) and, commonly, economic modelling. However, there is consensus that results provided by these techniques need to be verified by valid head-to-head comparisons as soon as possible.
In the majority of countries reimbursement and pricing decisions are based on systematic and evidence-based evaluation comparing a drug's clinical and economic characteristics to daily treatment routine. However, further evaluation criteria, requirements and specific methodological issues still lack internationally consented standards.
政治背景:作为德国的一项新举措,医疗质量与效率研究所(Institut für Qualität und Wirtschaftlichkeit im Gesundheitswesen;IGWiG)于2004年成立,其任务之一是评估药品的效益。在这种情况下,重要的是只有当专利药品具有治疗改进效果时才会被排除在参考定价系统之外。该研究所受联邦联合委员会(Gemeinsamer Bundesausschuss,G-BA)或卫生与社会保障部委托。最新的医疗改革(Gesetz zur Modernisierung der Gesetzlichen Krankenversicherung,GMG)所表达的德国政策目标是,与现有治疗方法相比,基于对药品的科学评估来做出决策。然而,程序和方法仍有待确立。
这份卫生技术评估(HTA)报告由德国医疗技术评估机构委托医学文献与信息研究所(DAHTA@DIMDI)撰写。它分析了其他欧盟/经合组织国家比较药物评估的标准、程序和方法。研究问题如下:国家公共机构如何结合药品监管,即药品许可、报销和定价来比较药品?通过互联网、系统文献检索和手工检索确定了相关机构以及有关比较药物评估的文件(如法规、指南)。根据预先定义的纳入和排除标准选择出版物。按照预先制定的分析框架对文件进行定性分析。结果以叙述形式总结并呈现在证据表中。
目前,许可机构并未系统评估新药对患者和社会的附加值。这就是为什么许多国家将药品上市后评估作为报销或定价决策的要求。通常会有一个明确指定的药物评审机构参与其中。在纳入的所有11个国家(奥地利、澳大利亚、加拿大、瑞士、芬兰、法国、荷兰、挪威、新西兰、瑞典和英国),与替代治疗相比,药物的治疗效益是评估的主导因素。如果一种药物与替代治疗相比显示出更好收益/风险比,那么它就被归类为治疗改进。然而,需要有一定程度优越性的证据。从患者角度来看,与健康相关的生活质量被认为是衡量药物附加值的最合适标准。澳大利亚、新西兰和英国的评审机构承诺尽可能纳入这一结果指标。大约一半的国家会考虑药理学或创新特性(如给药途径、剂量方案、新作用原理)以及其他优势(如味道、外观)。然而,在大多数情况下,这些方面被列为药物附加值的二线标准。除法国和瑞士外,所有国家都进行比较药物经济学评估,以分析药物干预所产生的成本与其效益的关系(最好采用成本效用分析)。然而,一种药物相对于替代治疗是否具有成本效益这一问题是在政治和社会背景下回答的。会考虑一系列显著不同的标准。各国一致认为,具有高度内部和外部有效性的随机对照头对头试验(头对头RCT)能提供关于药物相对治疗效果最可靠且偏差最小的证据(系统评价和这些RCT的荟萃分析也是如此)。反映长期治疗目标(死亡率、发病率、生活质量)的最终结局参数优于替代参数。遵循社区有效性的概念,药物评审机构也明确倾向于采用“自然”设计的RCT,即在日常医疗和特定国家的医疗环境中。尽管在一些方法上存在不一致之处,例如成本计算方面,各国对药物经济学研究的要求相似。临床和药物经济学分析的结果在很大程度上取决于对照物的选择。因此,选择合适的对照治疗至关重要。理论上,最佳或最具成本效益的治疗方法被视为临床和经济研究的合适对照物。然而,实际上,机构接受将药物与日常治疗或最便宜的治疗方法进行比较。如果一种药物有多个获批适应症,在一些国家会对所有适应症进行评估。其他国家则只评估药物的主要适应症。加拿大是唯一一个还考虑药物非标签使用情况 的国家。众所周知,直接将一种药物与合适的竞争药物进行比较的临床试验和药物经济学研究在数量和质量上都很缺乏。特别是在上市许可前或上市后不久的情况下。然而,需要科学证据来支持报销或定价决策。在这种情况下,评审机构往往被迫依赖观察性研究或其他内部有效性较低的数据(包括专家意见和共识意见)。作为第二种选择,他们使用间接调整比较等统计方法(在澳大利亚和英国),并且通常使用经济模型。然而,人们一致认为,这些技术所提供的结果需要尽快通过有效的头对头比较进行验证。
在大多数国家,报销和定价决策基于系统的、循证的评估,即将药物的临床和经济特征与日常治疗常规进行比较。然而,进一步的评估标准、要求和具体方法问题在国际上仍缺乏统一标准。