Department of Epidemiology, Rollins School of Public Health, Emory University, Atlanta, GA 30322, USA.
Epidemiology. 2011 Jan;22(1):59-67. doi: 10.1097/EDE.0b013e3181fdcabe.
A difficult issue in observational studies is assessment of whether important confounders are omitted or misspecified. In this study, we present a method for assessing whether residual confounding is present. Our method depends on availability of an indicator with 2 key characteristics: first, it is conditionally independent (given measured exposures and covariates) of the outcome in the absence of confounding, misspecification, and measurement errors; second, it is associated with the exposure and, like the exposure, with any unmeasured confounders.
We demonstrate the method using a time-series study of the effects of ozone on emergency department visits for asthma in Atlanta. We argue that future air pollution may have the characteristics appropriate for an indicator, in part because future ozone cannot have caused yesterday's health events. Using directed acyclic graphs and specific causal relationships, we show that one can identify residual confounding using an indicator with the stated characteristics. We use simulations to assess the discriminatory ability of future ozone as an indicator of residual confounding in the association of ozone with asthma-related emergency department visits. Parameter choices are informed by observed data for ozone, meteorologic factors, and asthma.
In simulations, we found that ozone concentrations 1 day after the emergency department visits had excellent discriminatory ability to detect residual confounding by some factors that were intentionally omitted from the model, but weaker ability for others. Although not the primary goal, the indicator can also signal other forms of modeling errors, including substantial measurement error, and does not distinguish between them.
The simulations illustrate that the indicator based on future air pollution levels can have excellent discriminatory ability for residual confounding, although performance varied by situation. Application of the method should be evaluated by considering causal relationships for the intended application, and should be accompanied by other approaches, including evaluation of a priori knowledge.
观察性研究中的一个难题是评估重要的混杂因素是否被遗漏或指定不当。在这项研究中,我们提出了一种评估是否存在残余混杂的方法。我们的方法取决于是否存在一个具有 2 个关键特征的指标:首先,在没有混杂、指定不当和测量误差的情况下,它与结局条件独立(给定测量的暴露和协变量);其次,它与暴露相关,并且与任何未测量的混杂因素一样,与暴露相关。
我们使用亚特兰大臭氧对哮喘急诊就诊影响的时间序列研究来演示该方法。我们认为未来的空气污染可能具有适合作为指标的特征,部分原因是未来的臭氧不可能导致昨天的健康事件。使用有向无环图和特定的因果关系,我们表明可以使用具有所述特征的指标来识别残余混杂。我们使用模拟来评估未来臭氧作为臭氧与哮喘相关急诊就诊关联中残余混杂的指标的区分能力。臭氧、气象因素和哮喘的观测数据为参数选择提供了信息。
在模拟中,我们发现急诊就诊后 1 天的臭氧浓度对从模型中故意遗漏的某些因素引起的残余混杂具有极好的区分能力,但对其他因素的区分能力较弱。尽管不是主要目标,但该指标也可以发出其他形式的建模错误的信号,包括实质性测量误差,并且无法区分它们。
模拟表明,基于未来空气污染水平的指标对于残余混杂具有极好的区分能力,尽管性能因情况而异。该方法的应用应通过考虑预期应用的因果关系来评估,并应辅以其他方法,包括对先验知识的评估。