Department of Chemistry, Chemistry Research Laboratory, University of Oxford, Mansfield Road, Oxford OX1 3TA, UK.
J Phys Condens Matter. 2011 Aug 24;23(33):334211. doi: 10.1088/0953-8984/23/33/334211. Epub 2011 Aug 3.
Epitaxial films of In(2)O(3) have been grown on Y-stabilised ZrO(2)(111) substrates by molecular beam epitaxy over a range of thicknesses between 35 and 420 nm. The thinnest films are strained, but display a 'cross-hatch' morphology associated with a network of misfit dislocations which allow partial accommodation of the lattice mismatch. With increasing thickness a 'dewetting' process occurs and the films break up into micron sized mesas, which coalesce into continuous films at the highest coverages. The changes in morphology are accompanied by a progressive release of strain and an increase in carrier mobility to a maximum value of 73 cm(2) V(-1) s(-1). The optical band gap in strained ultrathin films is found to be smaller than for thicker films. Modelling of the system, using a combination of classical pair-wise potentials and ab initio density functional theory, provides a microscopic description of the elastic contributions to the strained epitaxial growth, as well as the electronic effects that give rise to the observed band gap changes. The band gap increase induced by the uniaxial compression is offset by the band gap reduction associated with the epitaxial tensile strain.
通过分子束外延法在 Y 稳定化 ZrO(2)(111) 衬底上生长了厚度在 35nm 至 420nm 之间的一系列 In(2)O(3)外延薄膜。最薄的薄膜处于张应变状态,但表现出与失配位错网络相关的“交叉影线”形态,允许部分晶格失配的适应。随着厚度的增加,会发生“去湿”过程,薄膜会破裂成微米大小的台面,在最高覆盖度下会合并成连续的薄膜。形态的变化伴随着应变的逐渐释放和载流子迁移率的增加,达到 73cm(2)V(-1)s(-1)的最大值。研究发现,应变的超薄薄膜的光学带隙小于较厚的薄膜。使用经典的对力势和第一性原理密度泛函理论对该体系进行建模,提供了对应变外延生长的弹性贡献的微观描述,以及导致观察到的带隙变化的电子效应。由单轴压缩引起的带隙增加被与外延拉伸应变相关的带隙减小所抵消。