Moyé Lemuel A, Lai Dejian, Jing Kaiyan, Baraniuk Mary Sarah, Kwak Minjung, Penn Marc S, Wu Colon O
University of Texas Health Science Center at Houston, Texas, USA.
Int J Biostat. 2011;7(1). doi: 10.2202/1557-4679.1286. Epub 2011 Jul 22.
The assumptions that anchor large clinical trials are rooted in smaller, Phase II studies. In addition to specifying the target population, intervention delivery, and patient follow-up duration, physician-scientists who design these Phase II studies must select the appropriate response variables (endpoints). However, endpoint measures can be problematic. If the endpoint assesses the change in a continuous measure over time, then the occurrence of an intervening significant clinical event (SCE), such as death, can preclude the follow-up measurement. Finally, the ideal continuous endpoint measurement may be contraindicated in a fraction of the study patients, a change that requires a less precise substitution in this subset of participants.A score function that is based on the U-statistic can address these issues of 1) intercurrent SCE's and 2) response variable ascertainments that use different measurements of different precision. The scoring statistic is easy to apply, clinically relevant, and provides flexibility for the investigators' prospective design decisions. Sample size and power formulations for this statistic are provided as functions of clinical event rates and effect size estimates that are easy for investigators to identify and discuss. Examples are provided from current cardiovascular cell therapy research.
支撑大型临床试验的假设源于规模较小的II期研究。除了明确目标人群、干预措施的实施方式以及患者随访时长外,设计这些II期研究的医师科学家还必须选择合适的反应变量(终点指标)。然而,终点指标的测量可能存在问题。如果终点指标评估的是随时间变化的连续测量值的变化情况,那么诸如死亡等中间显著临床事件(SCE)的发生可能会妨碍后续测量。最后,理想的连续终点指标测量在部分研究患者中可能是禁忌的,这种变化要求在这部分参与者中使用不太精确的替代指标。基于U统计量的评分函数可以解决1)并发SCE以及2)使用不同精度测量值的反应变量确定等问题。该评分统计量易于应用、具有临床相关性,并为研究者的前瞻性设计决策提供了灵活性。该统计量的样本量和效能公式作为临床事件发生率和效应大小估计值的函数给出,便于研究者识别和讨论。文中还给出了当前心血管细胞治疗研究的实例。