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基于扫描电子显微镜与能量色散 X 射线光谱仪获取的数据,采用信息论特征选择对玻璃痕迹进行分类。

Information-theoretical feature selection using data obtained by scanning electron microscopy coupled with and energy dispersive X-ray spectrometer for the classification of glass traces.

机构信息

ATVS-Biometric Recognition Group, Universidad Autonoma de Madrid, 28049 Madrid, Spain.

出版信息

Anal Chim Acta. 2011 Oct 31;705(1-2):207-17. doi: 10.1016/j.aca.2011.05.029. Epub 2011 May 24.

Abstract

In this work, a selection of the best features for multivariate forensic glass classification using Scanning Electron Microscopy coupled with an Energy Dispersive X-ray spectrometer (SEM-EDX) has been performed. This has been motivated by the fact that the databases available for forensic glass classification are sparse nowadays, and the acquisition of SEM-EDX data is both costly and time-consuming for forensic laboratories. The database used for this work consists of 278 glass objects for which 7 variables, based on their elemental compositions obtained with SEM-EDX, are available. Two categories are considered for the classification task, namely containers and car/building windows, both of them typical in forensic casework. A multivariate model is proposed for the computation of the likelihood ratios. The feature selection process is carried out by means of an exhaustive search, with an Empirical Cross-Entropy (ECE) objective function. The ECE metric takes into account not only the discriminating power of the model in use, but also its calibration, which indicates whether or not the likelihood ratios are interpretable in a probabilistic way. Thus, the proposed model is applied to all the 63 possible univariate, bivariate and trivariate combinations taken from the 7 variables in the database, and its performance is ranked by its ECE. Results show remarkable accuracy of the best variables selected following the proposed procedure for the task of classifying glass fragments into windows (from cars or buildings) or containers, obtaining high (almost perfect) discriminating power and good calibration. This allows the proposed models to be used in casework. We also present an in-depth analysis which reveals the benefits of the proposed ECE metric as an assessment tool for classification models based on likelihood ratios.

摘要

在这项工作中,使用扫描电子显微镜结合能量色散 X 射线光谱仪(SEM-EDX)对多元法医学玻璃分类的最佳特征进行了选择。这是因为目前用于法医玻璃分类的数据库稀缺,而且对于法医实验室来说,获取 SEM-EDX 数据既昂贵又耗时。这项工作使用的数据库包含 278 个玻璃物体,这些物体的 7 个变量基于其用 SEM-EDX 获得的元素组成。考虑了两种分类任务,即容器和汽车/建筑物窗户,这两种情况在法医工作中都很典型。为计算似然比提出了一个多元模型。特征选择过程通过穷举搜索进行,使用经验交叉熵(ECE)目标函数。ECE 指标不仅考虑了使用模型的区分能力,还考虑了其校准,这表明似然比是否可以以概率方式解释。因此,将所提出的模型应用于数据库中 7 个变量的所有 63 种可能的单变量、双变量和三变量组合,并根据其 ECE 对其性能进行排名。结果表明,根据所提出的程序,对将玻璃碎片分类为窗户(来自汽车或建筑物)或容器的任务,所选最佳变量的准确性非常高,具有很高的(几乎完美的)区分能力和良好的校准。这使得所提出的模型可以在案例工作中使用。我们还进行了深入分析,揭示了所提出的 ECE 指标作为基于似然比的分类模型评估工具的好处。

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