Abdoler Emily, Wendler David
Department of Bioethics, National Institutes of Health, Bethesda, MD 20892-1156, USA.
J Empir Res Hum Res Ethics. 2012 Apr;7(2):37-50. doi: 10.1525/jer.2012.7.2.37.
Current practice relies on surrogates to enroll incapacitated adults in research. Yet, it is unclear to what extent this practice protects adults who have lost the ability to consent for themselves. To address this question, we conducted two literature searches to identify articles which report empirical data on three issues central to protecting adults who have lost the ability to consent: (1) adults' willingness to participate in research should they lose the ability to consent; (2) adults' willingness to allow a surrogate to make research decisions for them; and (3) the extent to which surrogates' enrollment decisions are consistent with their charges' preferences and values. These searches identified 21 articles, representing 20 distinct datasets. The data indicate that many adults are willing to participate in research should they lose the ability to consent, and many are willing to allow their family members to make research decisions for them if they become incapacitated. The data also raise concern that surrogates may be making research enrollment decisions that, in some cases, are inconsistent with their charges' preferences and values. These findings suggest that modifications to current practice should be considered to better protect adults who have lost the ability to consent. One option would be to require, in addition to surrogate permission and subject assent, sufficient evidence that enrollment is consistent with the individual's preferences and values.
目前的做法依赖于代理人来让无行为能力的成年人参与研究。然而,这种做法在多大程度上能保护那些已丧失自主同意能力的成年人尚不清楚。为解决这个问题,我们进行了两次文献检索,以找出报告关于保护丧失同意能力成年人的三个核心问题实证数据的文章:(1)成年人如果丧失同意能力,他们参与研究的意愿;(2)成年人允许代理人替他们做出研究决策的意愿;(3)代理人的招募决策在多大程度上与他们所代表的人的偏好和价值观一致。这些检索找出了21篇文章,代表20个不同的数据集。数据表明,许多成年人如果丧失同意能力,愿意参与研究,而且许多人如果丧失行为能力,愿意让其家庭成员替他们做出研究决策。数据还引发了人们对代理人可能做出的研究招募决策的担忧,在某些情况下,这些决策与他们所代表的人的偏好和价值观不一致。这些发现表明,应该考虑对当前做法进行修改,以更好地保护丧失同意能力的成年人。一种选择是,除了代理人的许可和受试者的同意之外,还需要有充分的证据证明招募符合个人的偏好和价值观。