Department of Ecology and Evolutionary Biology, and National Institute for Mathematical and Biological Synthesis, University of Tennessee, Knoxville, TN 37996, USA.
Proc Natl Acad Sci U S A. 2012 Aug 28;109(35):14069-74. doi: 10.1073/pnas.1201718109. Epub 2012 Aug 13.
The evolutionary emergence of the egalitarian syndrome is one of the most intriguing unsolved puzzles related to the origins of modern humans. Standard explanations and models for cooperation and altruism--reciprocity, kin and group selection, and punishment--are not directly applicable to the emergence of egalitarian behavior in hierarchically organized groups that characterized the social life of our ancestors. Here I study an evolutionary model of group-living individuals competing for resources and reproductive success. In the model, the differences in fighting abilities lead to the emergence of hierarchies where stronger individuals take away resources from weaker individuals and, as a result, have higher reproductive success. First, I show that the logic of within-group competition implies under rather general conditions that each individual benefits if the transfer of the resource from a weaker group member to a stronger one is prevented. This effect is especially strong in small groups. Then I demonstrate that this effect can result in the evolution of a particular, genetically controlled psychology causing individuals to interfere in a bully-victim conflict on the side of the victim. A necessary condition is a high efficiency of coalitions in conflicts against the bullies. The egalitarian drive leads to a dramatic reduction in within-group inequality. Simultaneously it creates the conditions for the emergence of inequity aversion, empathy, compassion, and egalitarian moral values via the internalization of behavioral rules imposed by natural selection. It also promotes widespread cooperation via coalition formation.
平等主义综合征的进化出现是与现代人起源相关的最有趣的未解之谜之一。合作和利他主义的标准解释和模型——互惠、亲缘和群体选择以及惩罚——不能直接应用于等级组织群体中平等行为的出现,而这种平等行为是我们祖先社会生活的特征。在这里,我研究了一个群体生活个体为资源和生殖成功而竞争的进化模型。在该模型中,战斗能力的差异导致了等级制度的出现,其中更强壮的个体从较弱的个体那里夺走资源,因此具有更高的生殖成功率。首先,我表明,群体内部竞争的逻辑意味着,在相当一般的条件下,如果防止资源从较弱的群体成员转移到较强的个体,每个个体都会受益。这种效应在小群体中尤为强烈。然后,我证明这种效应可能导致特定的、受基因控制的心理的进化,导致个体在欺凌者-受害者冲突中站在受害者一边进行干预。一个必要条件是在与欺凌者的冲突中,联盟具有很高的效率。平等主义的驱动力导致群体内部不平等程度的急剧降低。同时,它通过内化自然选择施加的行为规则,为厌恶不平等、同理心、同情和平等主义道德价值观的出现创造了条件。它还通过联盟形成促进了广泛的合作。