Schmidt Reinhard
Technical University Bergakademie Freiberg, Institut für Bergbau und Spezialtiefbau, Freiberg, Germany,
Adv Biochem Eng Biotechnol. 2014;142:169-95. doi: 10.1007/10_2013_197.
The Federal Mining Act manages access, via the system of mining concessions, to areas free for mining natural resources that do not belong to the surface property and deposits' owner. These cover especially important natural resources for the economy, including coal, ore, salt, crude oil and natural gas, and also terrestrial heat. For mining operations there exist, however, the same decrees for natural resources in the property of the surface owners, which are predominantly higher-value industrial minerals such as roofing slate, basalt, quartz sand, and clays for the fireproofing industry. In the case of mining laws, administrative procedures such as issuing mining concessions, approving operating plans, and issuing permits or licenses to explore according to water rights or the Federal Immission Control Act, those authorities and departments in whose remit the projects fall are dealt with by the Mining Authority. This means that the Mining Authority is the only state point of contact for the applicant, essentially an "all-in-one" service as it will itself instigate any further participation procedures required. The classic licensing procedure of mining is the operations plan procedure, whereby the operator submits an operating plan to the Mining Authority, which then examines it to ensure it fulfills mandatory legal safety objectives. If necessary these safety objectives can be met during licensing of the operating plans by stipulating additional requirements, Depending on the subject and validity period there are overall operating plans having the widest possible remit with comprehensive participation by the authorities and basic operating plans that form the basis for every mining works. There are also special operating plans, which owing to the dynamics of mining, resolve matters that suddenly become necessary or when the basic operating plans as originally conceived were not relevant. The closing-down operating plan is the designated tool for closing down works and for the rehabilitation of the land; in the case of underground mining and mine boreholes an operating history must also be submitted. For those projects that have a significant effect on the environment, an obligatory overall operations plan with mining law project approval procedure and integrated Environmental Risk Assessment (UVP) are necessary. The point at which this is required is stipulated in the UVP-mining decree, for example if the mining area of an open-cast pit is more than 25 ha. Alongside the UVP, the procedure is also equipped with public participation and through its "concentrating effect" replaces further licensing procedures according to other laws. The Mining Authority combines supervision and licensing, which are usually inseparable due to the operations plan procedure, as well as aspects of occupational safety and of the protection of the environment. In view of this administrative concentration these should not be fragmented. The "all-in-one" service meets the requirements of a modern public-oriented administration, has only a few points of contact, and can therefore work efficiently.
《联邦采矿法》通过采矿特许权制度,对不属于地表财产和矿床所有者的自然资源开采区域进行管理。这些资源尤其涵盖对经济至关重要的自然资源,包括煤炭、矿石、盐、原油和天然气,以及地热能。然而,对于地表所有者财产中的自然资源开采作业,存在同样的法令,这些资源主要是高价值的工业矿物,如屋面石板瓦、玄武岩、石英砂以及用于防火行业的粘土。在采矿法律方面,诸如发放采矿特许权、批准作业计划以及根据水权或《联邦排放控制法》发放勘探许可证等行政程序,由采矿项目所属职权范围内的相关当局和部门负责处理。这意味着采矿当局是申请人唯一的国家联络点,本质上是一种“一站式”服务,因为它将自行启动所需的任何进一步参与程序。采矿的经典许可程序是作业计划程序,即经营者向采矿当局提交作业计划,然后采矿当局对其进行审查,以确保其符合强制性的法定安全目标。如有必要,可在作业计划许可过程中通过规定额外要求来实现这些安全目标。根据主题和有效期,有涵盖范围尽可能广泛且当局全面参与的总体作业计划,也有构成每个采矿工程基础的基本作业计划。还有特殊作业计划,由于采矿的动态性,用于解决突然出现的必要事项或当初构思的基本作业计划不适用的情况。关闭作业计划是关闭工程和土地复垦的指定工具;对于地下采矿和矿井钻孔,还必须提交作业历史记录。对于那些对环境有重大影响的项目,必须有一份带有采矿法项目批准程序和综合环境风险评估(UVP)的强制性总体作业计划。这一要求的适用点在UVP - 采矿法令中予以规定,例如,如果露天矿的矿区面积超过25公顷。除UVP外,该程序还具备公众参与环节,并通过其“集中效应”取代了根据其他法律的进一步许可程序。采矿当局将监督和许可结合起来,由于作业计划程序,这两者通常是不可分割的,同时还包括职业安全和环境保护方面。鉴于这种行政集中,这些不应被分割。“一站式”服务满足了现代公共导向型行政管理的要求,联络点很少,因此能够高效运作。