Gutjahr Georg, Bornkamp Björn
Department of Mathematics, University of Bremen, Germany.
Biostatistical Sciences and Pharmacometrics, Novartis Pharma AG, Basel, Switzerland.
Biometrics. 2017 Mar;73(1):197-205. doi: 10.1111/biom.12563. Epub 2016 Jul 11.
We consider the problem of testing for a dose-related effect based on a candidate set of (typically nonlinear) dose-response models using likelihood-ratio tests. For the considered models this reduces to assessing whether the slope parameter in these nonlinear regression models is zero or not. A technical problem is that the null distribution (when the slope is zero) depends on non-identifiable parameters, so that standard asymptotic results on the distribution of the likelihood-ratio test no longer apply. Asymptotic solutions for this problem have been extensively discussed in the literature. The resulting approximations however are not of simple form and require simulation to calculate the asymptotic distribution. In addition, their appropriateness might be doubtful for the case of a small sample size. Direct simulation to approximate the null distribution is numerically unstable due to the non identifiability of some parameters. In this article, we derive a numerical algorithm to approximate the exact distribution of the likelihood-ratio test under multiple models for normally distributed data. The algorithm uses methods from differential geometry and can be used to evaluate the distribution under the null hypothesis, but also allows for power and sample size calculations. We compare the proposed testing approach to the MCP-Mod methodology and alternative methods for testing for a dose-related trend in a dose-finding example data set and simulations.
我们考虑基于一组候选的(通常是非线性的)剂量反应模型,使用似然比检验来检验剂量相关效应的问题。对于所考虑的模型,这归结为评估这些非线性回归模型中的斜率参数是否为零。一个技术问题是,零分布(当斜率为零时)取决于不可识别的参数,因此关于似然比检验分布的标准渐近结果不再适用。文献中已经广泛讨论了这个问题的渐近解。然而,得到的近似值不是简单的形式,需要通过模拟来计算渐近分布。此外,对于小样本量情况,它们的适用性可能存在疑问。由于某些参数不可识别,直接模拟来近似零分布在数值上是不稳定的。在本文中,我们推导了一种数值算法,用于近似在多个模型下正态分布数据的似然比检验的精确分布。该算法使用微分几何方法,可用于评估零假设下的分布,还能进行功效和样本量计算。在一个剂量探索示例数据集和模拟中,我们将所提出的检验方法与MCP-Mod方法以及用于检验剂量相关趋势的其他方法进行比较。