Havelaar Arie H, Swart Arno
Emerging Pathogens Institute, Institute for Sustainable Food Systems, Animal Sciences Department, University of Florida, Gainesville, FL, USA; Institute for Risk Assessment Sciences, Utrecht University, Utrecht, The Netherlands.
Centre for Infectious Disease Control, National Institute for Public Health and the Environment (RIVM), Bilthoven, The Netherlands.
Epidemics. 2016 Dec;17:56-63. doi: 10.1016/j.epidem.2016.11.004. Epub 2016 Nov 28.
Case-control studies of outbreaks and of sporadic cases of infectious diseases may provide a biased estimate of the infection rate ratio, due to selecting controls that are not at risk of disease. We use a dynamic mathematical model to explore biases introduced in results drawn from case-control studies of enteric pathogens by waning and boosting of immunity, and by asymptomatic infections, using Campylobacter jejuni as an example. Individuals in the population are either susceptible (at risk of infection and disease), fully protected (not at risk of either) or partially protected (at risk of infection but not of disease). The force of infection is a function of the exposure frequency and the exposure dose. We show that the observed disease odds ratios are indeed strongly biased towards the null, i.e. much lower than the infection rate ratio, and furthermore even not proportional to it. The bias could theoretically be controlled by sampling controls only from the reservoir of susceptible individuals. The population at risk is in a dynamic equilibrium, and cannot be identified as those who are not and have never experienced disease. Individual-level samples to measure protective immunity would be required, complicating the design, cost and execution of case-control studies.
对传染病暴发和散发病例进行的病例对照研究,可能会因选择了无患病风险的对照而对感染率比产生有偏差的估计。我们使用一个动态数学模型,以空肠弯曲菌为例,探讨在对肠道病原体进行病例对照研究时,由于免疫力的减弱和增强以及无症状感染而在结果中引入的偏差。人群中的个体要么易感(有感染和患病风险)、受到完全保护(无感染和患病风险),要么受到部分保护(有感染风险但无患病风险)。感染力是暴露频率和暴露剂量的函数。我们表明,观察到的疾病优势比确实严重偏向于零假设,即远低于感染率比,而且甚至与感染率比不成比例。从理论上讲,偏差可以通过仅从易感个体库中抽取对照来控制。有风险的人群处于动态平衡中,不能简单地认定为那些未患病且从未经历过疾病的人。这就需要进行个体水平的样本检测以测量保护性免疫力,从而使病例对照研究的设计、成本和实施变得更加复杂。