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超越学术界——审视卓越研究框架中的研究影响力

Beyond Academia - Interrogating Research Impact in the Research Excellence Framework.

作者信息

Terama Emma, Smallman Melanie, Lock Simon J, Johnson Charlotte, Austwick Martin Zaltz

机构信息

UCL Institute for Sustainable Resources, University College London, London, United Kingdom.

Department of Science and Technology Studies, University College London, London, United Kingdom.

出版信息

PLoS One. 2016 Dec 20;11(12):e0168533. doi: 10.1371/journal.pone.0168533. eCollection 2016.

Abstract

Big changes to the way in which research funding is allocated to UK universities were brought about in the Research Excellence Framework (REF), overseen by the Higher Education Funding Council, England. Replacing the earlier Research Assessment Exercise, the purpose of the REF was to assess the quality and reach of research in UK universities-and allocate funding accordingly. For the first time, this included an assessment of research 'impact', accounting for 20% of the funding allocation. In this article we use a text mining technique to investigate the interpretations of impact put forward via impact case studies in the REF process. We find that institutions have developed a diverse interpretation of impact, ranging from commercial applications to public and cultural engagement activities. These interpretations of impact vary from discipline to discipline and between institutions, with more broad-based institutions depicting a greater variety of impacts. Comparing the interpretations with the score given by REF, we found no evidence of one particular interpretation being more highly rewarded than another. Importantly, we also found a positive correlation between impact score and [overall research] quality score, suggesting that impact is not being achieved at the expense of research excellence.

摘要

由英格兰高等教育拨款委员会监督的研究卓越框架(REF)对英国大学研究资金的分配方式带来了重大变革。REF取代了早期的研究评估活动,其目的是评估英国大学研究的质量和影响力,并据此分配资金。这首次包括了对研究“影响力”的评估,占资金分配的20%。在本文中,我们使用文本挖掘技术来研究通过REF过程中的影响案例研究提出的对影响力的解读。我们发现,各机构对影响力的解读多种多样,从商业应用到公共和文化参与活动。这些对影响力的解读因学科和机构而异,基础更广泛的机构描述的影响种类更多。将这些解读与REF给出的分数进行比较,我们没有发现一种特定解读比另一种获得更高奖励的证据。重要的是,我们还发现影响力得分与[整体研究]质量得分之间存在正相关,这表明影响力的实现并非以牺牲研究卓越性为代价。

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