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关于使用随机对照试验评估复杂干预措施的说明:以社区治疗令为例

Notes on the use of randomised controlled trials to evaluate complex interventions: Community treatment orders as an illustrative case.

作者信息

Mustafa Feras Ali

机构信息

Northamptonshire Healthcare NHS Foundation Trust, Northampton, UK.

出版信息

J Eval Clin Pract. 2017 Feb;23(1):185-192. doi: 10.1111/jep.12699. Epub 2017 Jan 16.

Abstract

Over the past seven decades, randomised controlled trials (RCTs) have revolutionised clinical research and achieved a gold standard status. However, extending their use to evaluate complex interventions is problematic. In this paper we will demonstrate that complex intervention RCTs violate the necessary premises that govern the RCTs logic and underpin their rigour. The lack of blinding, heterogeneity of participants, as well as poor treatment standardisation and difficulty of controlling for confounders, which characterise complex intervention RCTs, can potentially be profoundly detrimental to their integrity. Proponents of this approach argue that matching "real world" circumstances, while maintaining the randomised design, enhances external validity. We counter this argument by pointing out that an inverted U relation exists between internal and external validity, and thus relaxing the experimental conditions beyond a certain threshold can potentially paradoxically render the RCT externally invalid, i.e. its results cannot be used anywhere. We shall illustrate the inappropriate use of RCTs to evaluate community treatment orders and propose an alternative epistemic model that is based on mechanistic reasoning and Cartwright's capacity concept.

摘要

在过去的七十年里,随机对照试验(RCTs)彻底改变了临床研究并获得了金标准的地位。然而,将其用于评估复杂干预措施存在问题。在本文中,我们将证明复杂干预随机对照试验违背了支配随机对照试验逻辑并支撑其严谨性的必要前提。复杂干预随机对照试验所具有的缺乏盲法、参与者的异质性、治疗标准化差以及难以控制混杂因素等特点,可能会对其完整性造成严重损害。这种方法的支持者认为,在保持随机设计的同时匹配“现实世界”的情况可以提高外部效度。我们反驳这一观点,指出内部效度和外部效度之间存在倒U型关系,因此将实验条件放宽到一定阈值以上可能会自相矛盾地使随机对照试验在外部无效,即其结果无法在任何地方使用。我们将举例说明随机对照试验在评估社区治疗令方面的不当使用,并提出一种基于机制推理和卡特赖特能力概念的替代认知模型。

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