Scheer Justin K, Smith Justin S, Schwab Frank, Lafage Virginie, Shaffrey Christopher I, Bess Shay, Daniels Alan H, Hart Robert A, Protopsaltis Themistocles S, Mundis Gregory M, Sciubba Daniel M, Ailon Tamir, Burton Douglas C, Klineberg Eric, Ames Christopher P
School of Medicine, University of California, San Diego, La Jolla, California.
Department of Neurosurgery, University of Virginia Health System, Charlottesville, Virginia.
J Neurosurg Spine. 2017 Jun;26(6):736-743. doi: 10.3171/2016.10.SPINE16197. Epub 2017 Mar 24.
OBJECTIVE The operative management of patients with adult spinal deformity (ASD) has a high complication rate and it remains unknown whether baseline patient characteristics and surgical variables can predict early complications (intraoperative and perioperative [within 6 weeks]). The development of an accurate preoperative predictive model can aid in patient counseling, shared decision making, and improved surgical planning. The purpose of this study was to develop a model based on baseline demographic, radiographic, and surgical factors that can predict if patients will sustain an intraoperative or perioperative major complication. METHODS This study was a retrospective analysis of a prospective, multicenter ASD database. The inclusion criteria were age ≥ 18 years and the presence of ASD. In total, 45 variables were used in the initial training of the model including demographic data, comorbidities, modifiable surgical variables, baseline health-related quality of life, and coronal and sagittal radiographic parameters. Patients were grouped as either having at least 1 major intraoperative or perioperative complication (COMP group) or not (NOCOMP group). An ensemble of decision trees was constructed utilizing the C5.0 algorithm with 5 different bootstrapped models. Internal validation was accomplished via a 70/30 data split for training and testing each model, respectively. Overall accuracy, the area under the receiver operating characteristic (AUROC) curve, and predictor importance were calculated. RESULTS Five hundred fifty-seven patients were included: 409 (73.4%) in the NOCOMP group, and 148 (26.6%) in the COMP group. The overall model accuracy was 87.6% correct with an AUROC curve of 0.89 indicating a very good model fit. Twenty variables were determined to be the top predictors (importance ≥ 0.90 as determined by the model) and included (in decreasing importance): age, leg pain, Oswestry Disability Index, number of decompression levels, number of interbody fusion levels, Physical Component Summary of the SF-36, Scoliosis Research Society (SRS)-Schwab coronal curve type, Charlson Comorbidity Index, SRS activity, T-1 pelvic angle, American Society of Anesthesiologists grade, presence of osteoporosis, pelvic tilt, sagittal vertical axis, primary versus revision surgery, SRS pain, SRS total, use of bone morphogenetic protein, use of iliac crest graft, and pelvic incidence-lumbar lordosis mismatch. CONCLUSIONS A successful model (87% accuracy, 0.89 AUROC curve) was built predicting major intraoperative or perioperative complications following ASD surgery. This model can provide the foundation toward improved education and point-of-care decision making for patients undergoing ASD surgery.
目的 成人脊柱畸形(ASD)患者的手术治疗并发症发生率较高,目前尚不清楚患者的基线特征和手术变量能否预测早期并发症(术中及围手术期[6周内])。开发一种准确的术前预测模型有助于患者咨询、共同决策以及改进手术规划。本研究的目的是基于基线人口统计学、影像学和手术因素开发一个模型,以预测患者是否会发生术中或围手术期的主要并发症。
方法 本研究是对一个前瞻性、多中心ASD数据库的回顾性分析。纳入标准为年龄≥18岁且患有ASD。在模型的初始训练中总共使用了45个变量,包括人口统计学数据、合并症、可改变的手术变量、基线健康相关生活质量以及冠状面和矢状面影像学参数。患者被分为至少发生1种术中或围手术期主要并发症(COMP组)或未发生(NOCOMP组)。利用C5.0算法构建了一个由5个不同的自举模型组成的决策树集成。通过分别将70/30的数据划分为训练集和测试集来完成内部验证。计算总体准确率、受试者操作特征(AUROC)曲线下面积以及预测变量的重要性。
结果 共纳入557例患者:NOCOMP组409例(73.4%),COMP组148例(26.6%)。总体模型准确率为87.6%,AUROC曲线为0.89,表明模型拟合度非常好。确定了20个变量为顶级预测因子(模型确定的重要性≥0.90),按重要性降序排列包括:年龄、腿痛、Oswestry功能障碍指数、减压节段数、椎间融合节段数、SF-36身体成分总结、脊柱侧凸研究学会(SRS)-施瓦布冠状曲线类型、Charlson合并症指数、SRS活动度、T1骨盆角、美国麻醉医师协会分级、骨质疏松症的存在、骨盆倾斜度、矢状垂直轴、初次手术与翻修手术、SRS疼痛、SRS总分、骨形态发生蛋白的使用、髂嵴植骨的使用以及骨盆入射角-腰椎前凸不匹配。
结论 建立了一个成功的模型(准确率87%,AUROC曲线0.89),用于预测ASD手术后的术中或围手术期主要并发症。该模型可为改善接受ASD手术患者的教育和即时决策提供基础。