Department of Industrial/Organizational and Social Psychology, Technische Universität Braunschweig.
Work and Organizational Psychology Group, University of Amsterdam.
J Appl Psychol. 2017 Jul;102(7):1054-1074. doi: 10.1037/apl0000219. Epub 2017 Mar 30.
Despite a wealth of research on antecedents and outcomes of annual appraisal interviews, the ingredients that make for a successful communication process within the interview itself remain unclear. This study takes a communication approach to highlight leader-follower dynamics in annual appraisal interviews. We integrate relational leadership theory and recent findings on leader-follower interactions to argue (a) how supervisors' task- and relation-oriented statements can elicit employee involvement during the interview process and (b) how these communication patterns affect both supervisors' and employees' perceptions of the interview. Moreover, we explore (c) how supervisor behavior is contingent upon employee contributions to the appraisal interview. We audiotaped 48 actual annual appraisal interviews between supervisors and their employees. Adopting a multimethod approach, we used quantitative interaction coding (N = 32,791 behavioral events) as well as qualitative open-axial coding to explore communication patterns among supervisors and their employees. Lag sequential analysis revealed that supervisors' relation-oriented statements triggered active employee contributions and vice versa. These relation-activation patterns were linked to higher interview success ratings by both supervisors and employees. Moreover, our qualitative findings highlight employee disagreement as a crucial form of active employee contributions during appraisal interviews. We distinguish what employees disagreed about, how the disagreement was enacted, and how supervisors responded to it. Overall employee disagreement was negatively related to ratings of supervisor support. We discuss theoretical implications for performance appraisal and leadership theory and derive practical recommendations for promoting employee involvement during appraisal interviews. (PsycINFO Database Record
尽管有大量关于年度评估面谈的前因和结果的研究,但对于面谈本身成功沟通过程的要素仍不清楚。本研究采用沟通方法来突出年度评估面谈中领导者-追随者动态。我们整合关系领导理论和最近关于领导者-追随者互动的发现,提出了以下观点:(a)主管的任务和关系导向陈述如何在面谈过程中引发员工的参与;(b)这些沟通模式如何影响主管和员工对面谈的看法;(c)主管的行为如何取决于员工对评估面谈的贡献。我们录制了 48 个实际的主管与员工之间的年度评估面谈。采用多方法方法,我们使用定量交互编码(N=32791 个行为事件)和定性开放式轴向编码来探索主管和员工之间的沟通模式。滞后序列分析显示,主管的关系导向陈述引发了员工的积极贡献,反之亦然。这些关系激活模式与主管和员工对面试的更高满意度评价相关。此外,我们的定性发现强调了员工不同意作为评估面谈中员工积极贡献的一种重要形式。我们区分了员工不同意的内容、不同意的表现方式以及主管的回应方式。总体而言,员工的不同意与主管支持的评价呈负相关。我们讨论了对绩效评估和领导理论的理论意义,并提出了在评估面谈中促进员工参与的实际建议。