Cetorelli Valeria, Sasson Isaac, Shabila Nazar, Burnham Gilbert
Center for Humanitarian Health, Johns Hopkins Bloomberg School of Public Health, Baltimore, Maryland, United States of America.
Middle East Centre, London School of Economics and Political Science, London, United Kingdom.
PLoS Med. 2017 May 9;14(5):e1002297. doi: 10.1371/journal.pmed.1002297. eCollection 2017 May.
In August 2014, the so-called Islamic State of Iraq and Syria (ISIS) attacked the Yazidi religious minority living in the area of Mount Sinjar in Nineveh governorate, Iraq. We conducted a retrospective household survey to estimate the number and demographic profile of Yazidis killed and kidnapped.
The survey covered the displaced Yazidi population from Sinjar residing in camps in the Kurdistan Region of Iraq. Fieldwork took place between 4 November and 25 December, 2015. A systematic random sample of 1,300 in-camp households were interviewed about the current household composition and any killings and kidnappings of household members by ISIS. Of the 1,300 interviewed households, 988 were Yazidi from Sinjar. Yazidi households contained 6,572 living residents at the time of the survey; 43 killings and 83 kidnappings of household members were reported. We calculated the probability of being killed and kidnapped by dividing the number of reported killings and kidnappings by the number of sampled Yazidis at risk, adjusting for sampling design. To obtain the overall toll of killings and kidnappings, those probabilities were multiplied by the total Yazidi population living in Sinjar at the time of the ISIS attack, estimated at roughly 400,000 by the United Nations and Kurdish officials. The demographic profile of those killed and kidnapped was examined, distinguishing between children and adults and females and males. We estimated that 2.5% of the Yazidi population was either killed or kidnapped over the course of a few days in August 2014, amounting to 9,900 (95% CI 7,000-13,900) people in total. An estimated 3,100 (95% CI 2,100-4,400) Yazidis were killed, with nearly half of them executed-either shot, beheaded, or burned alive-while the rest died on Mount Sinjar from starvation, dehydration, or injuries during the ISIS siege. The estimated number kidnapped is 6,800 (95% CI 4,200-10,800). Escapees recounted the abuses they had suffered, including forced religious conversion, torture, and sex slavery. Over one-third of those reported kidnapped were still missing at the time of the survey. All Yazidis were targeted regardless of age and sex, but children were disproportionately affected. They were as likely as adults to be executed but constituted 93.0% (95% CI 71.9-98.6) of those who died on Mount Sinjar. Moreover, children only accounted for 18.8% (95% CI 8.4-36.9) of those who managed to escape captivity. A sensitivity analysis suggests that the actual toll of killings and kidnappings may be underestimated in our data because of survival bias. The uncertainty associated with inference from a small sample of in-camp households and the reliance on a rough figure of 400,000 for extrapolation to the total Yazidi population of Sinjar at the time of the ISIS attack are the main limitations of this study.
Consistent with other existing evidence, our data provide a clear indication of the severity of the ISIS attack against the Yazidis in terms of both the number and demographic profile of those targeted.
2014年8月,所谓的伊拉克和叙利亚伊斯兰国(ISIS)袭击了居住在伊拉克尼尼微省辛贾尔山地区的雅兹迪宗教少数群体。我们开展了一项回顾性家庭调查,以估算被杀害和绑架的雅兹迪人的数量及人口统计学特征。
该调查涵盖了来自辛贾尔、居住在伊拉克库尔德地区营地的流离失所雅兹迪人群。实地调查于2015年11月4日至12月25日进行。我们对1300个营地家庭进行了系统随机抽样,询问了当前的家庭构成以及ISIS对家庭成员的任何杀害和绑架情况。在接受访谈的1300个家庭中,988个是来自辛贾尔的雅兹迪家庭。在调查时,雅兹迪家庭中有6572名在世居民;报告了43起家庭成员被杀害事件和83起绑架事件。我们通过将报告的杀害和绑架数量除以处于危险中的抽样雅兹迪人数,并根据抽样设计进行调整,计算出被杀害和绑架的概率。为了得出杀害和绑架的总人数,将这些概率乘以ISIS袭击发生时居住在辛贾尔的雅兹迪总人口,据联合国和库尔德官员估计约为40万。我们研究了被杀害和绑架者的人口统计学特征,区分了儿童与成人以及女性与男性。我们估计,在2014年8月的几天时间里,2.5%的雅兹迪人口被杀害或绑架,总计9900人(95%置信区间7000 - 13900人)。估计有3100名(95%置信区间2100 - 4400人)雅兹迪人被杀害,其中近一半被处决——被枪杀、斩首或活活烧死,其余的人在ISIS围困期间死于辛贾尔山上的饥饿、脱水或受伤。估计被绑架的人数为6800人(95%置信区间4200 - 10800人)。逃脱者讲述了他们遭受的虐待,包括被迫宗教皈依、酷刑和性奴役。在调查时,报告被绑架者中有超过三分之一仍然失踪。所有雅兹迪人无论年龄和性别都成为目标,但儿童受到的影响尤为严重。他们被处决的可能性与成年人一样,但在死于辛贾尔山的人中占93.0%(95%置信区间71.9 - 98.6%)。此外,儿童在成功逃脱囚禁的人中仅占18.8%(95%置信区间8.4 - 36.9%)。一项敏感性分析表明,由于生存偏差,我们数据中杀害和绑架的实际总数可能被低估。本研究的主要局限性在于,从营地家庭的小样本进行推断存在不确定性,且在推断ISIS袭击发生时辛贾尔雅兹迪总人口时依赖约40万这个粗略数字。
与其他现有证据一致,我们的数据清楚地表明了ISIS对雅兹迪人的袭击在目标人群数量和人口统计学特征方面的严重性。