Department of Community Medicine, Al Mustansiriya University, Baghdad, Iraq.
National Center for Research and Treatment of Blood Diseases, Baghdad, Iraq.
PLoS Med. 2018 May 15;15(5):e1002567. doi: 10.1371/journal.pmed.1002567. eCollection 2018 May.
Measurement of mortality and injury in conflict situations presents many challenges compared with stable situations. However, providing information is important to assess the impact of conflict on populations and to estimate humanitarian needs, both in the immediate and longer term. Mosul, Iraq's second largest city, was overrun by fighters of the Islamic State of Iraq and Syria (ISIS) on June 4, 2014. In this study, we conducted household surveys to measure reported deaths, injuries, and kidnappings in Mosul, Iraq, both during the occupation of the city by fighters of ISIS and the months of Iraqi military action known as the liberation.
Mosul was overrun by ISIS forces on June 4, 2014, and was under exclusive ISIS control for 29 months. The military offensive by Iraqi forces, supported by coalition artillery and airstrikes, began on October 17, 2016, in east Mosul and concluded in west Mosul with the defeat of ISIS on June 29, 2017. We conducted a 40-cluster population-based survey as soon as the security forces permitted access for the survey team. The objective of the survey was to measure reported deaths, injuries, and kidnappings in Mosul households during 29 months of ISIS-exclusive control (June 2014-October 2016) and the nine months of Iraqi military action known as the liberation (October 2016-June 2017). In east Mosul, the survey was conducted from March 23 to March 31, 2017, and in west Mosul from July 18 to July 31, 2017. Sampling was based on pre-ISIS population distribution, with revisions made following the extensive destruction in west Mosul. The 1,202 sampled households included 7,559 persons: 4,867 in east Mosul and 2,692 in west Mosul. No households declined to participate. During the time from June 4, 2014, to the time of the survey, there were 628 deaths reported from the sampled households, of which 505 were due to intentional violence, a mortality rate of 2.09 deaths per 1,000 person-months. Over the entire time period, the group with the highest mortality rates from intentional violence was adults aged 20 to 39: 1.69 deaths per 1,000 person-months among women and 3.55 among men. In the 29 months of ISIS-exclusive control, mortality rates among all males were 0.71 reported deaths per 1,000 person-months and for all females were 0.50 deaths per 1,000 person-months. During the nine months of the military liberation, the mortality rates jumped to 13.36 deaths per 1,000 person-months for males and 8.33 for females. The increase was particularly dramatic in west Mosul. The leading cause of reported deaths from intentional violence was airstrikes-accounting for 201 civilian deaths-followed by 172 deaths from explosions. Reported deaths from airstrikes were most common in west Mosul, while reported deaths from explosions were similar on both sides of Mosul. Gunshots accounted for 86 cases, predominantly in west Mosul where ISIS snipers were particularly active. There were 35 persons who were reported to have been kidnapped, almost entirely prior to the military offensive. By the time of the survey, 20 had been released, 8 were dead, and 7 still missing, according to household reports. Almost all of the 223 injuries reported were due to intentional violence. Limitations to population-based surveys include a probable large survivor bias, the reliance on preconflict population distribution figures for sampling, and potential recall bias among respondents.
Death and injuries during the military offensive to liberate Mosul considerably exceeded those during ISIS occupation. Airstrikes were the major reported cause of deaths, with the majority occurring in west Mosul. The extensive use of airstrikes and heavy artillery risks an extensive loss of life in densely populated urban areas. The high probability of survivor bias in this survey suggests that the actual number of injuries, kidnappings, and deaths in the neighborhoods sampled is likely to be higher than we report here.
与稳定局势相比,在冲突局势中衡量死亡率和伤害率存在许多挑战。然而,提供信息对于评估冲突对人口的影响以及评估人道主义需求非常重要,无论是在短期内还是长期内。伊拉克第二大城市摩苏尔于 2014 年 6 月 4 日被伊拉克和黎凡特伊斯兰国(ISIS)的战士占领。在这项研究中,我们进行了家庭调查,以衡量摩苏尔的报告死亡人数、受伤人数和绑架人数,包括 ISIS 占领该市期间以及伊拉克军事行动的几个月,即解放。
摩苏尔于 2014 年 6 月 4 日被 ISIS 部队占领,在 ISIS 独家控制下持续了 29 个月。伊拉克军队在联军炮火和空袭的支持下于 2016 年 10 月 17 日从东部摩苏尔开始发起军事进攻,并于 2017 年 6 月 29 日在西部摩苏尔击败 ISIS 结束。我们一进入安全部队允许调查队进入的范围就进行了 40 个集群的基于人群的调查。该调查的目的是衡量在 ISIS 独家控制的 29 个月(2014 年 6 月至 2016 年 10 月)和伊拉克军事行动的九个月(2016 年 10 月至 2017 年 6 月)期间,摩苏尔家庭报告的死亡人数、受伤人数和绑架人数。在东部摩苏尔,调查于 2017 年 3 月 23 日至 3 月 31 日进行,在西部摩苏尔于 2017 年 7 月 18 日至 7 月 31 日进行。抽样是基于 ISIS 之前的人口分布情况进行的,并在西部摩苏尔遭受广泛破坏后进行了修订。1202 个抽样家庭包括 7559 人:东部摩苏尔 4867 人,西部摩苏尔 2692 人。没有家庭拒绝参与。自 2014 年 6 月 4 日至调查之日,报告的死亡人数为 628 人,其中 505 人是故意暴力造成的,死亡率为每 1000 人-月 2.09 人。在整个时期内,死亡率最高的故意暴力组是 20 至 39 岁的成年人:女性每 1000 人-月 1.69 人,男性每 1000 人-月 3.55 人。在 ISIS 独家控制的 29 个月中,所有男性的死亡率为每 1000 人-月 0.71 人死亡,所有女性的死亡率为每 1000 人-月 0.50 人死亡。在九个月的军事解放期间,男性的死亡率跃升至每 1000 人-月 13.36 人死亡,女性为每 1000 人-月 8.33 人死亡。在西部摩苏尔,这一增长尤其显著。故意暴力造成的报告死亡的主要原因是空袭,造成 201 名平民死亡,其次是爆炸造成的 172 人死亡。在西部摩苏尔,报告的空袭死亡人数最多,而在摩苏尔两侧,报告的爆炸死亡人数相似。枪击事件占 86 例,主要发生在 ISIS 狙击手特别活跃的西部摩苏尔。有 35 人被报告绑架,几乎都是在军事进攻之前。根据家庭报告,截至调查时,已有 20 人获释,8 人死亡,7 人仍失踪。报告的几乎所有 223 例受伤都是故意暴力造成的。基于人群的调查的局限性包括幸存者可能存在严重的偏见,对抽样的依赖战前的人口分布数据,以及受访者可能存在回忆偏见。
在解放摩苏尔的军事进攻中,死亡和受伤人数远远超过 ISIS 占领期间的死亡和受伤人数。空袭是报告死亡的主要原因,大多数发生在西部摩苏尔。大规模使用空袭和重炮有可能在人口密集的城市地区造成大量人员伤亡。本调查中幸存者可能存在严重偏见,表明抽样调查的街区实际受伤、绑架和死亡人数可能高于我们在此报告的人数。