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临床基因组学、大数据与电子病历:当隐私与科学发生冲突时,如何在研究中兼顾患者权利

Clinical genomics, big data, and electronic medical records: reconciling patient rights with research when privacy and science collide.

作者信息

Kulynych Jennifer, Greely Henry T

机构信息

Legal Department, The Johns Hopkins Hospital and Health System, 1812 Ashland Ave., Suite 300, Baltimore, MD 21205, USA.

Law School, Stanford University, 559 Nathan Abbott Way, Stanford, CA 94305-8610, USA.

出版信息

J Law Biosci. 2017 Jan 15;4(1):94-132. doi: 10.1093/jlb/lsw061. eCollection 2017 Apr.

Abstract

Widespread use of medical records for research, consent, attracts little scrutiny compared to biospecimen research, where concerns about genomic privacy prompted recent federal proposals to mandate consent. This paper explores an important consequence of the proliferation of electronic health records (EHRs) in this permissive atmosphere: with the advent of clinical gene sequencing, EHR-based secondary research poses genetic privacy risks akin to those of biospecimen research, yet regulators still permit researchers to call gene sequence data 'de-identified', removing such data from the protection of the federal Privacy Rule and federal human subjects regulations. Medical centers and other providers seeking to offer genomic 'personalized medicine' now confront the problem of governing the secondary use of clinical genomic data as privacy risks escalate. We argue that regulators should no longer permit HIPAA-covered entities to treat dense genomic data as de-identified health information. Even with this step, the Privacy Rule would still permit disclosure of clinical genomic data for research, without consent, under a data use agreement, so we also urge that providers give patients specific notice before disclosing clinical genomic data for research, permitting (where possible) some degree of choice and control. To aid providers who offer clinical gene sequencing, we suggest both general approaches and specific actions to reconcile patients' rights and interests with genomic research.

摘要

与生物样本研究相比,医疗记录在研究、同意方面的广泛使用受到的审查较少,在生物样本研究中,对基因组隐私的担忧促使联邦政府最近提出了强制同意的提议。本文探讨了在这种宽松环境下电子健康记录(EHR)激增的一个重要后果:随着临床基因测序的出现,基于EHR的二次研究带来了与生物样本研究类似的基因隐私风险,但监管机构仍允许研究人员称基因序列数据为“去识别化”,从而使此类数据不受联邦隐私规则和联邦人体受试者法规的保护。随着隐私风险的升级,寻求提供基因组“个性化医疗”的医疗中心和其他供应商现在面临着管理临床基因组数据二次使用的问题。我们认为,监管机构不应再允许受《健康保险流通与责任法案》(HIPAA)覆盖的实体将密集的基因组数据视为去识别化的健康信息。即便采取了这一步骤,隐私规则仍将允许在数据使用协议下未经同意就为研究披露临床基因组数据,因此我们还敦促供应商在为研究披露临床基因组数据之前向患者发出具体通知,尽可能允许一定程度的选择和控制。为了帮助提供临床基因测序的供应商,我们提出了一些通用方法和具体行动,以平衡患者权益与基因组研究。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/fe3a/5570692/fc30cf20d537/lsw061fig1.jpg

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