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支付研究参与者:监管不确定性、概念混淆及前进之路。

Paying Research Participants: Regulatory Uncertainty, Conceptual Confusion, and a Path Forward.

作者信息

Largent Emily A, Fernandez Lynch Holly

机构信息

Research Associate, Petrie-Flom Center for Health Law Policy, Biotechnology, and Bioethics, Harvard Law School.

Executive Director, Petrie-Flom Center for Health Law Policy, Biotechnology, and Bioethics, Harvard Law School.

出版信息

Yale J Health Policy Law Ethics. 2017 Winter;17(1):61-141.

Abstract

The practice of offering payment to individuals in exchange for their participation in clinical research is widespread and longstanding. Nevertheless, such payment remains the source of substantial debate, in particular about whether or the extent to which offers of payment coerce and/or unduly induce individuals to participate. Yet, the various laws, regulations, and ethical guidelines that govern the conduct of human subjects research offer relatively little in the way of specific guidance regarding what makes a payment offer ethically acceptable-or not. Moreover, there is a lack of definitional agreement regarding what the terms coercion and undue inducement mean in the human subjects research context. It is, therefore, unsurprising that investigators and Institutional Review Boards (IRBs) experience confusion about how to evaluate offers of payment, and lean toward conservative approaches. These trends are exemplified by our pilot data regarding the ways in which some IRB members and investigators (mis)understand the concepts of coercion and undue inducement, as well as the ways in which certain research institutions oversee offers of payment at a local level. This article systematically examines the legal and ethical dimensions of offering payment to research participants. It argues that many concerns about offers of payment to research participants can be attributed to the misguided view that such offers ought to be treated differently than offers of payment in other contexts, a form of "research exceptionalism." We show that rejection of research exceptionalism with respect to payment helps settle open debates about both how best to define coercion and undue influence, and how to understand the relation between these concepts and offers of payment. We argue for adoption of our preferred definitions, ideally by regulatory authorities, and against the conventional conservatism toward payment of research participants. Instead, we draw attention to the rarely asked, even radical, question: are research participants paid ? We conclude by arguing that we ought to change the default to favor, rather than encourage suspicion of, offers of payment to research participants.

摘要

向个人提供报酬以换取其参与临床研究的做法广泛且由来已久。然而,这种报酬仍然是大量争论的源头,特别是关于报酬的提供是否以及在何种程度上会胁迫和/或过度诱使个人参与。然而,规范人类受试者研究行为的各种法律、法规和伦理准则,在关于何种报酬提供在伦理上可接受或不可接受方面,提供的具体指导相对较少。此外,对于在人类受试者研究背景下胁迫和过度诱导这两个术语的含义,缺乏定义上的共识。因此,研究人员和机构审查委员会(IRB)在如何评估报酬提供方面感到困惑,并倾向于采取保守方法,也就不足为奇了。我们的试点数据体现了这些趋势,这些数据涉及一些IRB成员和研究人员(错误)理解胁迫和过度诱导概念的方式,以及某些研究机构在地方层面监督报酬提供的方式。本文系统地审视了向研究参与者提供报酬的法律和伦理层面。文章认为,许多关于向研究参与者提供报酬的担忧,可归因于一种错误观念,即这种报酬提供应该与其他背景下的报酬提供区别对待,这是一种“研究例外论”形式。我们表明,摒弃关于报酬的研究例外论有助于解决关于如何最好地定义胁迫和不当影响,以及如何理解这些概念与报酬提供之间关系的公开辩论。我们主张采用我们偏好的定义,理想情况下由监管机构采用,并反对对研究参与者报酬的传统保守态度。相反,我们提请注意一个很少被问到、甚至有些激进的问题:研究参与者有报酬吗?我们最后主张,我们应该改变默认态度,支持而非鼓励对向研究参与者提供报酬的怀疑。

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