Wang Ming-Dauh, Liu Jiajun, Molenberghs Geert, Mallinckrodt Craig
Lilly Research Labs, Eli Lilly and Co, Indianapolis, IN, USA.
Biogen, Cambridge, MA, USA.
Pharm Stat. 2018 May;17(3):278-289. doi: 10.1002/pst.1858. Epub 2018 Apr 6.
The trimmed mean is a method of dealing with patient dropout in clinical trials that considers early discontinuation of treatment a bad outcome rather than leading to missing data. The present investigation is the first comprehensive assessment of the approach across a broad set of simulated clinical trial scenarios. In the trimmed mean approach, all patients who discontinue treatment prior to the primary endpoint are excluded from analysis by trimming an equal percentage of bad outcomes from each treatment arm. The untrimmed values are used to calculated means or mean changes. An explicit intent of trimming is to favor the group with lower dropout because having more completers is a beneficial effect of the drug, or conversely, higher dropout is a bad effect. In the simulation study, difference between treatments estimated from trimmed means was greater than the corresponding effects estimated from untrimmed means when dropout favored the experimental group, and vice versa. The trimmed mean estimates a unique estimand. Therefore, comparisons with other methods are difficult to interpret and the utility of the trimmed mean hinges on the reasonableness of its assumptions: dropout is an equally bad outcome in all patients, and adherence decisions in the trial are sufficiently similar to clinical practice in order to generalize the results. Trimming might be applicable to other inter-current events such as switching to or adding rescue medicine. Given the well-known biases in some methods that estimate effectiveness, such as baseline observation carried forward and non-responder imputation, the trimmed mean may be a useful alternative when its assumptions are justifiable.
截尾均值是一种在临床试验中处理患者退出情况的方法,该方法将提前终止治疗视为不良结局而非导致数据缺失。本研究是对该方法在一系列广泛模拟临床试验场景下的首次全面评估。在截尾均值方法中,所有在主要终点之前停止治疗的患者都将被排除在分析之外,即从每个治疗组中剔除相同比例的不良结局。未被截尾的值用于计算均值或平均变化。截尾的一个明确目的是偏袒退出率较低的组,因为有更多的完成者是药物的有益效果,反之,较高的退出率是不良效果。在模拟研究中,当退出情况有利于实验组时,由截尾均值估计的治疗组间差异大于由未截尾均值估计的相应效应,反之亦然。截尾均值估计一个唯一的估计量。因此,与其他方法的比较难以解释,截尾均值的效用取决于其假设的合理性:退出对所有患者来说都是同样糟糕的结局,并且试验中的依从性决策与临床实践足够相似以便推广结果。截尾可能适用于其他并发事件,如改用或加用急救药物。鉴于某些估计疗效的方法存在众所周知的偏差,如结转基线观察值和对无反应者进行插补,当截尾均值的假设合理时,它可能是一种有用的替代方法。